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20 Nov 2018, 11:35 am
Brokerage firms are also required to supervise their advisors to ensure that they are complying with FINRA rules. [read post]
5 Feb 2021, 2:01 pm
Along with Facebook, access to associated products by Facebook, Inc. such as Instagram, WhatsApp, and Messenger are also being restricted. [read post]
13 Jul 2016, 3:05 pm
Brokerage firms are required to properly supervise all advisors they employ and to ensure that those advisors are complying with applicable FINRA rules and regulations. [read post]
4 Aug 2017, 11:08 am
If the search company doesn’t change how its search engine works in the EU in the next few months, it risks fines of up to 5% of its parent company Alphabet Inc. [read post]
7 May 2012, 7:08 am
Delaware Chancery Upholds Confidentiality Agreements and Temporarily Enjoins Hostile Bid Here's news culled from this Richards Layton memo: In Martin Marietta Materials, Inc. v. [read post]
24 Jun 2010, 6:23 am
He declined to comply, prompting a trademark infringement suit that was settled out of court in April. [read post]
17 Oct 2008, 8:34 am
., Inc., 5 NY3d 742 [2005]). [read post]
26 Jan 2012, 3:00 am
Mutual Marine Offices, Inc., 230 F. [read post]
23 May 2011, 3:33 pm
On the contrary, Lamps Plus employees were required to sign a form stating that they acknowledge that the company policy upholds the rest and meal break laws, that they will comply with the company policy, and that they will report any missed break to human resources. [read post]
1 Aug 2013, 10:14 am
Copyright © 2013 by The Bureau of National Affairs, Inc. (800-372-1033) http://www.bna.com [read post]
23 Mar 2012, 10:14 am
Banco Panamericano, Inc., the 7th Circuit allowed plaintiff Wachovia to pierce the corporate veil to collect a judgment from the so called “Bad Boys of Chicago Arbitage” [I had to look that up: Arbitage means “The simultaneous buying and selling of securities, currency, or commodities in different markets or in derivative forms in order to take advantage of differing prices for the same asset”]. [read post]
15 Jul 2010, 5:02 pm
Freddy's Fast Food, Inc. et al, Case. [read post]
18 Aug 2010, 2:54 pm
Nor did not place irresistible pressure on a private party to violate the antitrust law in order to comply with the statute. [read post]
17 Jun 2012, 8:19 am
The remaining $32,000-plus is going to be suspended, unless the companies don't comply with the DEP's requirements within a year. [read post]
15 Dec 2008, 8:29 am
Here, the plaintiff failed to comply with the contractual limitations period under the policy. [read post]
10 Feb 2010, 1:00 am
Young NEW YORK COUNTYCivil PracticeDefendants' Failure to Comply With Discovery Demands Found Not Willful, Contumacious Preciado v. [read post]
19 May 2008, 5:17 pm
The U.S. supplier hadn’t complied with a series of complicated American rules governing the export and import of defense-related articles. [read post]
15 Dec 2011, 6:00 am
The district court also rejected the defendants' claim that they substantially complied with the order, because their violations were not merely technical or inadvertent. [read post]
7 Mar 2017, 3:08 am
Dunbar Homes, Inc. v. [read post]
7 Nov 2022, 10:36 am
This case is considered in conjunction with Axon Enterprise, Inc. v. [read post]
