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3 Jan 2020, 8:08 am
The post Broker Mercer Hicks Subject Of FINRA Disciplinary Hearing Over REITS appeared first on Securities Arbitration Lawyers Blog. [read post]
2 Jan 2020, 9:12 am
C2 also claimed that when Davis joined Cypress, it was a “fledgling” investment bank; this was allegedly false because Cypress had been operating for 10 years already. [read post]
2 Jan 2020, 2:00 am
appeared first on HR Daily Advisor. [read post]
1 Jan 2020, 9:16 am
At the first Clio Cloud Conference in 2013, I spoke on the Ethics and Security of Cloud Computing for Lawyers. [read post]
1 Jan 2020, 8:11 am
Court Reporting Business (Divestiture)Veritext Legal Solutions 11-Feb-19Propulse VideoTransPerfect 11-Feb-19QUiVX eDiscoveryXact Data Discovery 7-Feb-19Luminance (Investee)Invoke Capital, Talis Capital, and Slaughter and May (Investors)$10,000,000 31-Jan-19Catalyst Repository SystemsOpenText$75,000,000 25-Jan-19Cognatio LawElevate 24-Jan-19DISCO (Investee)Georgian Partners, Bessemer Venture Partners, LiveOak Venture Partner, The Stephens Group, Comerica (Investors)$83,000,000 21-Jan-19Yerra… [read post]
1 Jan 2020, 6:40 am
Take a look at your annual statement from Social Security and calculate how you are going to live on that amount. [read post]
30 Dec 2019, 4:00 am
The first article considered the general question of how these agreements are negotiated and suggested that they may not be the best vehicle for reforming technical commercial law. [read post]
30 Dec 2019, 4:00 am
Where to Start The first place to start sifting through the numbers is with the financial statements and tax returns. [read post]
29 Dec 2019, 4:38 am
Seeing through this illusion is the first step. [read post]
26 Dec 2019, 6:52 am
(Investors)$1,800,000 12-Jul-17Esquify (Investment)Network Ventures, Foley Ventures, and Bridge Investments (Investors)$710,000 21-Jun-17KNJ (Merger)Congruity360 (Merger) 17-May-17Altep, Inc.Advanced Discovery 17-May-17Discovia (Merger)Lighthouse eDiscovery (Merger) 16-May-17Zapproved (Investment)Vista Equity Partners (Investor) 2-May-17Morae Legal (Merger) New Entity Called Morae Global CorporationClutch Group (Merger) 26 - Apr - 17Ipro (Investment)ParkerGale Capital (Investor) 29-Mar-17Valora… [read post]
26 Dec 2019, 5:00 am
This is not the first case brought by the U.S. [read post]
26 Dec 2019, 2:00 am
appeared first on HR Daily Advisor. [read post]
25 Dec 2019, 9:06 pm
But the problem is that these intermediaries, unlike banks, are not subject to any regulations barring fraud or misuse of funds. [read post]
24 Dec 2019, 11:00 am
The post Wells Fargo Broker Leonard Kinsman Accused Of Falsifying Records appeared first on Securities Arbitration Lawyers Blog. [read post]
24 Dec 2019, 8:44 am
His previous employers include Deutsche Bank Securities Inc. [read post]
24 Dec 2019, 8:27 am
Morgan Securities LLC (CRD#:79) and Deutsche Bank Securities Inc. [read post]
24 Dec 2019, 7:19 am
The post FINRA Disciplinary Actions For December 2019 Name Registered Individuals Barred For Violations Of FINRA Rules appeared first on Securities Arbitration Lawyers Blog. [read post]
23 Dec 2019, 1:49 pm
The House passed a second major marijuana bill in September, the Secure and Fair Enforcement (SAFE) Banking Act, which would protect banks and credit unions that serve cannabis businesses from being penalized under federal anti-money laundering and illicit finance laws. [read post]
23 Dec 2019, 1:40 pm
The post FINRA Suspends Registered Individuals For Violations Of FINRA Rules appeared first on Securities Arbitration Lawyers Blog. [read post]
23 Dec 2019, 11:32 am
The post Issues in Cybercrime Insurance Coverage and Litigation appeared first on Schwartz, Conroy & Hack, PC. [read post]
