Search for: "SECURITIES CORP."
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18 Nov 2014, 1:28 pm
I blogged last week about Tracy Rifle & Pistol LLC. v. [read post]
17 Nov 2014, 5:26 pm
(Pix (c) Larry Catá Backer 2014) Since 2010, I have been posting on the development of a new course I have been developing for our first year law school students, "Elements of Law. [read post]
17 Nov 2014, 9:32 am
AlliedBarton Security Services, LLC, Case No. 12-cv-05661-JD (N.D. [read post]
16 Nov 2014, 7:37 am
White & Co., First America Equities Corp., Augusta Securities Corp., Suntrust Equitable Securities, J.C. [read post]
14 Nov 2014, 9:13 pm
Hartmarx Corp., 496 U.S. 384, 405 (1990)). [read post]
14 Nov 2014, 7:25 am
Securities and Exchange Commission. [read post]
13 Nov 2014, 12:15 pm
USPTO staff will also discuss cybersecurity patent initiatives, key computer security patent application statistics, and examination guidelines for patent eligible subject matter following the Alice Corp. v. [read post]
12 Nov 2014, 6:01 am
The law office of Gana LLP is investigating a string of securities arbitration cases involving brokers associated or formerly associated with Global Arena Capital Corp (Global Arena) and Whitewood Group, Inc (Whitewood Group). [read post]
11 Nov 2014, 9:22 am
Regions Financial Corp., 655 F.3d 105 (2d Cir. 2011) the Second Circuit held that for Section 11 claims “based upon a belief or opinion alleged to have been communicated by a defendant, liability lies only to the extent that the statement was both objectively false and disbelieved by the defendant at the time it was expressed. [read post]
11 Nov 2014, 8:45 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
10 Nov 2014, 3:35 pm
In Matrixx Initiatives, the majority held that the plaintiffs in a securities fraud case had adequately pleaded the materiality element. [read post]
9 Nov 2014, 6:46 pm
(Pix (c) Larry Catá Backer 2014) Since 2010, I have been posting on the development of a new course I have been developing for our first year law school students, "Elements of Law. [read post]
6 Nov 2014, 1:42 pm
Avoid adding extraneous information in disclosure forms; some employers, including Whole Foods and AT&T Corp. have been hit with FCRA suits on this basis. [read post]
5 Nov 2014, 6:48 am
IAC/Interactive Corp., No. 13-CV-8351 (S.D.N.Y. [read post]
4 Nov 2014, 8:22 am
Of course, we use computers for that—in fact, a complex of computers that run several different, highly secure software systems. [read post]
4 Nov 2014, 6:23 am
According to InvestmentNews, recently several brokerage firms including Securities America Inc., with 1,772 registered reps and advisers, and the four National Planning Holdings Inc. firms with 3,954 registered reps and advisers including INVEST Financial Corp., Investment Centers of America Inc., National Planning Corp., and SII Investments Inc., announced that they are temporarily suspending some or all of the non-traded real estate investment trust (Non-Traded REITs)… [read post]
4 Nov 2014, 6:15 am
In an earlier March 7, 2014 opinion in the case, In re Rural/Metro Corp. [read post]
4 Nov 2014, 6:08 am
AT&T Corp will not be let off the hook in a wage suit brought by technicians employed by a separate company, ostensibly as independent contractors, to install security systems for the telecom giant. [read post]
3 Nov 2014, 4:11 pm
Within this context it is hard to see how Sir Alan Moses can act independently, regardless of his stated intentions to secure reforms to make IPSO more independent. [read post]
3 Nov 2014, 6:58 am
No need to violate securities laws to comply with ERISA. [read post]
