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Arthur Hoffman Barred From Securities Industry Following FINRA Investigation
9 Sep 2020, 6:06 am by Silver Law Group
” Accordingly, FINRA issued a permanent bar from associating with any FINRA firm in any capacity. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
SEC Brings Charges Against David Hu, Founder Of International Investment Group, LLCC, For Allegedly Orchestrating $60 Million Ponzi Scheme
8 Sep 2020, 2:32 pm by Silver Law Group
” According to the SEC’s charges, Hu’s scheme was orchestrated “. . . to cover up tens of millions of dollars in losses on bad bets in order to keep his investment advisory business, the International Investment Group LLC (“IIG”), afloat. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Competitive Keyword Advertising Still Isn’t Trademark Infringement, Unless…. –Adler v. Reyes & Adler v. McNeil
4 Sep 2020, 10:21 am by Eric Goldman
Reyes & Associates PC, 2020 WL 5099596 (N.D. [read post]
Technology & Marketing Law Blog - http://blog.ericgoldman.org/
Broker Narinder Singh Barred from Securities Industry
1 Sep 2020, 9:39 am by Renae Lloyd
For a free consultation with a securities attorney, please call 888-637-5510. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Six companies put on notice after FDA uncovers violations
30 Aug 2020, 9:02 pm by News Desk
Business owners have 15 days to respond to FDA warning letters. [read post]
Food Safety News - http://www.foodsafetynews.com/
Thursday Thinkpiece: The Productivity Pivot
27 Aug 2020, 4:00 am by Administrator
Jay also wrote The Essential Associate and One of a Kind: A Proven Path to a Profitable Legal Practice. [read post]
Slaw - http://www.slaw.ca
Broker Matthew Bahrenburg & CFD Sanctioned for Improper Private Placement Sales
26 Aug 2020, 1:21 pm by Renae Lloyd
For a free consultation with a securities attorney, please call 888-637-5510. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Broker Kenneth Butschek Reportedly Barred from Securities Industry
24 Aug 2020, 12:52 pm by Renae Lloyd
For a free consultation with a securities attorney, please call 888-637-5510. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
The Geek in Review Ep. 82 – Law Firm Culture and Marketing, and How to Market Law Firm Culture – Barbara Malin and Jennifer Johnson
13 Aug 2020, 5:58 am by Greg Lambert and Marlene Gebauer
The name of the company is Spark Mind Advisors LLC. [read post]
3 Geeks and a Law Blog - http://www.geeklawblog.com/
Broker Christopher Duke Bennett Barred from the Securities Industry
12 Aug 2020, 11:10 am by Renae Lloyd
For a free consultation with a securities attorney, please call 888-637-5510. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Broker Bryant Caveness Barred from the Securities Industry
12 Aug 2020, 10:51 am by Renae Lloyd
For a free consultation with a securities attorney, please call 888-637-5510. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Automatic Deletion Of Agency Emails Conflicts With CEQA
12 Aug 2020, 3:00 am by Abbott & Kindermann, William W. Abbott and Daniel S. Cucchi
Golden Door Properties, LLC v. [read post]
Abbott & Kindermann Land Use Law Blog - http://blog.aklandlaw.com/
[Eugene Volokh] "The Most Gullible Man in Cambridge" Story Gets Even Stranger
6 Aug 2020, 4:49 pm by Eugene Volokh
New York Media LLC, a breach of contract, libel, and sexual harassment lawsuit brought by Bruce Hay (representing himself) against New York Media LLC, author Kera Bolonik, and New York Media's lawyer David Korzenik. [read post]
The Volokh Conspiracy - http://www.volokh.com/
Broker Stanley Secor Barred from Securities Industry
4 Aug 2020, 1:21 pm by Renae Lloyd
For a free consultation with a securities attorney, please call 888-637-5510. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Action Over Insurance Coverage: Why Construction Contractors Need It
4 Aug 2020, 10:33 am by Vondrae
Contact us today for a free consultation. [read post]
Schwartz Law PC Blog - https://schwartzlawpc.com/blog/
Imran Razvi, Former Lincoln Financial Securities Broker, Suspended By FINRA
3 Aug 2020, 1:07 pm by Silver Law Group
Equity Sales Company (CRD# 2936), Park Avenue Securities LLC (CRD# 46173), NY Life Securities LLC (CRD# 5167), and Mutual of Omaha Investor Services, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Paul Weiss, Former Mora WM Securities Broker, Suspended For Undisclosed Business Activity
3 Aug 2020, 8:06 am by Silver Law Group
(CRD# 29249), Colony Park Financial Services LLC (CRD# 41534), Atlas One Financial Group, LLC (CRD# 124057), Synergy Investment Group, LLC (CRD# 46035), CIBC World Markets Corp. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Advisor Arthur Hoffman Barred Over Zima Global Ventures Fraud – Investor Recovery Options
3 Aug 2020, 6:36 am by Staff Attorney
  From May 2009 through November 2016 Hoffman was associated with Wedbush Securities Inc. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Constantine Cannon Client Slams the Brakes on Customs Fraud in $8 Million Settlement Against Auto Parts Distributor Centric Parts
24 Jul 2020, 9:31 am by anne
Centric also allegedly failed to report the error later to avoid paying the tariffs owed and associated penalties. [read post]
Whistleblower Insider - https://constantinecannon.com/practice/whistleblower/blog/
News You Can Use Digest – July 10, 2020
10 Jul 2020, 3:00 am by Jim Sedor
Lawyers from the London-based firm Blackfords consulted the lobbyist, Robert Stryk, who represents international figures with sensitive legal or diplomatic issues, in recent weeks about Prince Andrew’s situation. [read post]
Lobby Comply Blog - http://stateandfed.com/lobbycomply/