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29 Dec 2009, 4:58 am by Broc Romanek
Those letters typically include very specific statements about the parties to whom the investment bank is providing its services, together with broad disclaimers of liability to corporate shareholders or other third parties. [read post]
16 Mar 2012, 6:11 am by Frank Pasquale
" A key problem with Goldman-style financial legerdemain is that a corporation with limited liability is now making bets that once were made by a partnership. [read post]
7 Nov 2016, 6:30 am by Tom Zagorsky
FINRA explains its rationale for creating the new CAB category by noting that there are corporate financing firms that solely advise companies on M&A, advise issuers on raising capital in private placements with institutional investors, or provide corporate advisory services on a consulting basis. [read post]
15 Nov 2011, 8:48 am
It was just two years ago that the financial firm consented to pay $722M to settle SEC charges that its bankers issued payments to people affiliated with Jefferson County politicians to garner business. [read post]
14 Sep 2011, 5:01 pm by Mandelman
 And by the way… Mandelman Matters is a California Nonprofit Corporation. [read post]
24 Jan 2014, 12:57 am by Kevin LaCroix
In many jurisdictions, corporate officials sued for their actions undertaken in their corporate capacity may be able to defend themselves in reliance on the “business judgment rule. [read post]
5 Feb 2011, 1:51 pm by Frank Pasquale
There has been a series of hacking attacks on financial infrastructure, including Nasdaq. [read post]
14 Aug 2014, 4:02 am by Kevin LaCroix
I share the concerns John Gorman expressed in his American Banker article about this proposal. [read post]
16 Sep 2011, 5:17 pm by Jennings Strouss & Salmon
It provided correspondent and clearinghouse services, among other financial services, to community banks only. [read post]
15 Jul 2011, 7:18 am by Josh Sturtevant
Helpful considering that many are estimating that the future tax bill from the IRS could run as high as $10,000.- One of the casualties of the financial crisis has been the collective reputation of the nation's banks and corporations. [read post]
29 Jan 2010, 7:21 am by admin
  And that doesn’t work at all with investment bankers and financial product designers. [read post]
26 Aug 2018, 3:51 pm by Eugene Volokh
The NRA further alleges that numerous banks have withdrawn bids to provide basic depository services because the April guidance letters indicated to the banks that any association with the NRA could expose them to regulatory retaliation, citing a banker's anonymous comment to American Banker magazine. [read post]
10 Sep 2016, 4:14 am by SHG
The Consumer Financial Protection Board is not exactly a hero here, for if they were doing their job, this would have been outed and stopped long before it reached this point. [read post]
9 Mar 2017, 9:30 pm by Claire Hill
Banks, like most other larger businesses, are generally organized as corporations, with limited liability. [read post]
28 Oct 2012, 8:03 am by Jonathan H. Adler
That $5-7 trillion of lost savings did not come back, whereas financial assets and corporate profits did. [read post]
27 May 2008, 9:34 pm
  The COCB (whose members would be paid by the target corporation) would have the authority to hire counsel, investment bankers, and other advisors to help accurately and independently evaluate the offer. [read post]