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18 Oct 2021, 3:04 pm by Eugene Volokh
  From Judge Stephen Clark's opinion in Steak N Shake, Inc. v. [read post]
These fines were levied in connection with Greenlight's trading in the shares of Punch Taverns Plc ("Punch"), a UK pubs business, ahead of a planned equity offering. [read post]
20 Sep 2018, 7:21 am by John Jascob
Virtual asset trading platforms often engage in multiple lines of business, creating substantial potential for conflicts between the interests of the platform, platform insiders, and platform customers. [read post]
16 Sep 2011, 5:00 am by Doug Cornelius
SEC Charges Former Consulting Executive and Friend with Insider Trading Ahead of Biotech Takeovers The SEC alleges that Scott Allen learned confidential information in advance of the acquisitions of Millennium Pharmaceuticals Inc. and Sepracor Inc. through his work at a global consulting firm that was advising the acquiring Japanese companies as they made cash tender offers. [read post]
13 Aug 2007, 4:55 pm
So said a couple of panelists (and a few audience members) at an ABA panel Saturday called "What Do They Think About: Inside the Minds of Today's High-Tech General Counsel. [read post]
9 Nov 2011, 11:52 am by William McGrath
Judge Rakoff's busy week continues on the afternoon of Wednesday, November 9, 2011, when he will hear oral argument on whether the settlement between the SEC and Citigroup Global Markets, Inc., is fair, adequate, and reasonable (as discussed here and here). [read post]
19 Nov 2013, 12:00 am by My name
    [viii]Complaint at 114, In Re Facebook, Inc., IPO Securities, and Derivative Litigation, 922 F.Supp.2d 445 (S.D.N.Y. 2013) (No. 12-2389). [read post]
2 Jul 2014, 10:43 am by Jeff Kosseff
  I have no business relationship with any company whose stock is mentioned in this article. [read post]
4 Apr 2008, 6:29 pm
If you want to take a stab at developing business from any company, choose somebody at the appropriate level inside the company, someone likely to progress up the chain who will eventually be in charge of giving out work. [read post]
4 May 2015, 4:00 am by Administrator
It also dismissed two applications for leave to appeal in cases of particular interest to Canadian businesses, regarding what constitutes sufficient proof of illegal insider trading and whether Canadian courts have jurisdiction over secondary market misrepresentation class actions when the shares were purchased on a foreign exchange…. _________________________ *Randomness here is created by Random.org and its list randomizing function. [read post]
15 Sep 2023, 6:30 am
Regional Brief Posted by John Galloway, Vanguard, Inc., on Tuesday, September 12, 2023 Tags: CEOs, Investment Stewardship, Proxy voting, SEC ESG Reporting for Private Companies Posted by David A. [read post]
15 Sep 2023, 6:30 am
Regional Brief Posted by John Galloway, Vanguard, Inc., on Tuesday, September 12, 2023 Tags: CEOs, Investment Stewardship, Proxy voting, SEC ESG Reporting for Private Companies Posted by David A. [read post]
17 Feb 2012, 2:00 am by Stephanie Figueroa
NetApp, Inc., where the issue was whether supplemental documents should be produced to comply with post-trial determination pursuant to DGCL Section 220 that books and records must be provided. 2) DealBook: Kodak Can Remove Name From Oscar Venue, Judge Rules – This post shares how lawyers for Eastman Kodak won bankruptcy court permission on Wednesday to cancel the company’s sponsorship agreement with the Los Angeles theater where the Oscars have been held for the last 10… [read post]
20 Feb 2015, 12:08 pm
For a similar (though not identical) case, see the Where the Wild Libel Lawsuits Are case from the Texas Supreme Court (New Times, Inc. v. [read post]