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12 Aug 2008, 2:00 pm
J. [read post]
2 Apr 2012, 3:12 am
Reid, Marius J. de Waal and Reinhard Zimmermann. [read post]
5 Jul 2007, 7:12 am
Anthony C. [read post]
11 Jan 2011, 10:27 am
” The rule further explains that a “customer’s investment profile includes, but is not limited to, the customer’s age, other investments, financial situation and needs, tax status, investment objectives, investment experience, investment time horizon, liquidity needs, risk tolerance, and any other information the customer may disclose to the member or associated person in connection with such recommendation. [read post]
11 Jan 2011, 10:27 am
In general, what constitutes reasonable diligence will vary depending on, among other things, the complexity of and risks associated with the security or investment strategy and the firmandrsquo;s or associated personandrsquo;s familiarity with the security or investment strategy. [read post]
28 Apr 2020, 3:08 am
Guidelines on the optimal and rational supply of medicines to avoid shortages during the COVID-19 outbreak (C(2020) 2272 final), Guidelines on green lanes (C(2020) 1897 final) and cargo operations to facilitate free movement of goods in the EU (C(2020) 2010 final) and Guidelines for border management measures to protect health and ensure the availability of goods and essential services (C(2020) 1753 final). workers2)Guidelines concerning the exercise of the free… [read post]
25 Oct 2022, 10:46 am
§ 77e(a) and (c). [read post]
2 May 2011, 5:29 am
With a Preface from the President of the International Bar Association, the book also brings together further chapters from a diverse group of senior and up-and-coming academics and practitioners expert in these fields: - Preface (by Akira Kawamura) - Investment Arbitration in Asia: Five Perspectives on Law and Practice (Luke Nottage and J. [read post]
17 Aug 2014, 9:00 pm
Admiral Dennis C. [read post]
20 Apr 2024, 6:37 pm
China therefore has found itself persistently reliant on a region that theUnited States continues to dominate, and its investments have been steady for decades.Chinese strategic thinkers see the Middle East as a place with far more peril than promise.The region has a history of both intra-regional strife and domestic unrest, and China is concernedthat extremist ideologies originating in the region will infect western China. [read post]
20 Jul 2012, 7:26 am
Sims, Richard J. [read post]
20 Sep 2011, 7:41 am
June 13, 2011) (Thomas, J.) [read post]
12 Feb 2012, 5:46 am
Magistrate Judge David C. [read post]
20 Mar 2014, 9:54 am
Hauser First Allied Securities, Inc.; Morris C. [read post]
8 Oct 2007, 8:24 pm
C-06-3765 SC, slip op. [read post]
15 Jul 2016, 6:22 am
Posted by Martin C. [read post]
31 Mar 2017, 6:03 am
Posted by John C. [read post]
1 Sep 2012, 9:23 am
Whether the dispute is over an investment or commercial claim, international arbitration has gained wide-spread acceptance among the international business community for its flexibility and efficiency in resolving conflicts. [read post]
14 Jul 2023, 6:30 am
Bouchard, and Laura C. [read post]
14 Jul 2023, 6:30 am
Bouchard, and Laura C. [read post]
