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11 May 2018, 7:22 am by admin
This was the single biggest loss out of more than 1,000 failures in the savings and loan industry. [read post]
16 Dec 2015, 9:26 am by Robert B. Milligan
Protecting Confidential Information and Client Relationships in the Financial Services Industry The second installment, led by Scott Humphrey, Jason Stiehl and James Yu, focused on trade secret and client relationship considerations in the banking and finance industry, with a particular focus on a firm’s relationship with its FINRA members. [read post]
17 Dec 2018, 3:14 pm by Kevin LaCroix
Imagine an entire industry rising up where just about everything related to that industry is blatantly unlawful and often flat-out fraudulent. [read post]
31 Dec 2016, 12:36 pm by Kelly Phillips Erb
Riley CPA – Peter Riley is the author of “The New Tax Guide for Writers, Artists, Performers & Other Creative People” and specializes in taxation for creative individuals. (36) @ShaynaCPA – Shayna Chapman – CPA.CITP, CGMA, tech addict, tax planner and preparer, blogger. [read post]
5 Mar 2020, 1:49 pm by Kevin LaCroix
John Reed StarkOn February 27, 2020, the SEC announced that it had settled charges against the actor Steven Seagal on charges that he had failed to disclose compensation he received for promoting an initial coin offering. [read post]
13 Apr 2014, 8:59 am by Barry Sookman
.* Introduction The protection of intellectual property is an important element in promoting innovation and in supporting markets in the trade and dissemination of innovative and creative products and services. [read post]
28 Dec 2023, 9:05 pm by Noah Brown
In lieu of our regular Friday feature—”the Week in Review”—The Regulatory Review is today recapping some of the top regulatory news from the past year, including major U.S. [read post]
22 Jun 2022, 4:25 am by Bernard Bell
Inter-Coop filed suit, asserting that the search of Merrill’s personal cell phone was inadequate.[4] With respect to the asserted absence of messages to Merrill’s cell phone, Inter-Coop alleged that “it is common knowledge in the industry that the ARA [Assistant Regional Administrator Merrill] routinely texts about NMSF and Council matters. [read post]
20 Oct 2016, 6:26 am by Dennis Crouch
  In re TC Heartland, LLC, No. 2016-105, at 10 (Fed. [read post]
21 Jun 2018, 2:30 am by Colby Pastre
While the deduction includes several limits intended to discourage this sort of creative accounting, it is unlikely that the current rules will be sufficient to prevent abuse of the provision. [read post]
24 Jan 2014, 12:57 am by Kevin LaCroix
In many jurisdictions, corporate officials sued for their actions undertaken in their corporate capacity may be able to defend themselves in reliance on the “business judgment rule. [read post]
20 Jan 2022, 2:01 pm by John Elwood
ShareThe Relist Watch column examines cert petitions that the Supreme Court has “relisted” for its upcoming conference. [read post]
18 Jul 2022, 2:46 pm by Kevin LaCroix
  The potential proceedings demonstrate the increasingly creative means that activist investors and civil society organizations are exploring to encourage better corporate governance of listed companies, especially in the fossil fuel sector. [read post]
31 Aug 2011, 10:27 am by Badrinath Srinivasan
In particular, because of the Supreme Court’s recent opinion in AT&T Mobility LLC v. [read post]
26 Sep 2009, 8:45 pm
And, it illustrates how we have not yet come to grips with the consequences of no longer being an industrial/service economy, but rather a knowledge economy. [read post]
16 Apr 2018, 4:48 pm by Kevin LaCroix
They are both: astute, accomplished and prosperous entrepreneurs; larger-than-life personas, with tens of millions of online followers and fans; and extraordinary success stories rooted in hard work, endless creativity and brilliant execution. [read post]
23 Feb 2011, 4:02 pm by INFORRM
  This seems to me an important area in which research and creative thinking is needed. [read post]