Search for: "Citigroup, Inc."
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27 Dec 2011, 10:49 am
A Colorado federal judge upheld a $54.1 million arbitration award against Citigroup Global Markets, Inc. [read post]
22 Dec 2011, 8:58 am
’s] shareholders to the very litigation risks and potential collateral consequences that Citigroup [Inc.] [read post]
19 Dec 2011, 10:24 am
" In his Opinion rejecting the proposed settlement for $285 million (consisting of $160 million in disgorgement, $30 million in prejudgment interest and a $95 million civil penalty) between the SEC and Citigroup, Judge Rakoff noted that the Citigroup consented to the settlement "without admitting or denying the allegations of the complaint. [read post]
19 Dec 2011, 8:33 am
Citigroup Global Markets, Inc., SD NY, 11 Civ. 7387, Nov. 28, 2011.The SEC's long-standing policy of allowing defendants to enter into consent judgments without admitting or denying the underlying allegations deprived the court of even the most minimal assurance that the substantial injunctive relief it is being asked to impose has any basis in fact.The SEC took the position that, because the financial institution did not expressly deny the allegations, the court, and the… [read post]
19 Dec 2011, 7:21 am
District Court for the Central District of California (now a partner at Arent Fox): The Court’s recent decision rejecting the proposed settlement reached by the Securities and Exchange Commission and Citigroup Global Markets, Inc. is both understandable but also potentially problematic. [read post]
19 Dec 2011, 5:27 am
Walid also owns stakes in companies that include Citigroup, General Motors and Apple. [read post]
19 Dec 2011, 2:26 am
.'s and MF Global Inc.'s Chief Executive Jon Corzine's third time to testify before Congress. [read post]
17 Dec 2011, 9:05 am
Citigroup Inc. [read post]
16 Dec 2011, 3:19 pm
Citigroup Global Markets, Inc., SD NY, 11 Civ. 7387, Nov. 28, 2011.In the enforcement action, the SEC alleged that the principal U.S. broker-dealer subsidiary of the financial institution mislead investors about a $1 billion collateralized debt obligation (CDO) tied to the U.S. housing market in which the entity bet against investors as the housing market showed signs of distress. [read post]
16 Dec 2011, 10:50 am
But to a layman it seems rather odd that a Securities and Exchange Commission official would accuse a federal district judge of committing a “legal error by announcing a new and unprecedented standard” when that judge insisted simply on facts being established before he would sign off on an agreement between the SEC and Citigroup Inc. [read post]
16 Dec 2011, 5:58 am
Securities and Exchange Commission on Thursday said it is appealing a federal judge's decision last month to reject a $285 million agreement Citigroup Global Markets Inc. reached with the SEC to settle civil fraud charges the agency brought against the company, The National Law Journal reports. [read post]
16 Dec 2011, 5:10 am
Citigroup Global Markets Inc, No. 11-07387 (S.D.N.Y). [read post]
9 Dec 2011, 7:55 am
There's more on this case on the firm's website at http://www.riklawfirm.com/ Citigroup’s Mathur Said to Depart With Hybrid Traders as Pandit Cuts Jobs By Donal Griffin - Dec 9, 2011 Citigroup Inc. [read post]
9 Dec 2011, 5:06 am
., Citigroup Inc., and GMAC, for their roles in the foreclosure crisis which has plagued the country for the last several years. [read post]
8 Dec 2011, 2:00 am
(GS) and Citigroup Inc. had their long-term credit grades reduced from A to A-, and JPMorgan Chase & Co. [read post]
6 Dec 2011, 4:55 pm
This settlement must be approved by US District Judge Jed Rakoff, who just last week rejected the proposed $285M securities settlement between Citigroup Global Markets Inc. and the Securities and Exchange Commission. [read post]
6 Dec 2011, 9:07 am
., office of Citigroup Global Markets Inc., has been fined and suspended by the Financial Industry Regulatory Authority, or FINRA, for her failure to supervise a sales assistant who misappropriated almost $750,000 from customers. [read post]
5 Dec 2011, 8:24 am
Rakoff’s rationale for rejecting a civil settlement between the SEC and Citigroup over allegations of fraud related to a Citigroup mortgage-backed deal centered to a degree on standard wording under which Citigroup neither admitted nor denied the allegation. [read post]
5 Dec 2011, 6:16 am
Securities and Exchange Commission and Citigroup Global Markets Inc. last week, Jenna Greene explores whether companies would settle with federal agencies if forced to admit wrongdoing. [read post]
2 Dec 2011, 10:44 am
Massachusetts Attorney General Martha Coakley filed a lawsuit on December 1, 2011 against JPMorgan Chase & Co., Bank of America Corp., Citigroup Inc., Wells Fargo & Co., and Ally Financial Inc., in state court in Boston. [read post]
