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9 Aug 2012, 11:29 am by N. Peter Rasmussen
Wyeth also is permanently enjoined from further violations of Exchange Act Sections 13(b)(2)(A) and 13(b)(2)(B). [read post]
12 Oct 2007, 12:51 am by Sean Hayes
Article 2 (Definitions) The definitions of terms used in this Act shall be as follows: 1.The term “real estate investment company” means any company that is incorporated pursuant to Article 5 mainly for the purpose of investing its assets in real estate and managing invested assets, which falls under each of the following items: (a) The self-managed real estate investment company: The company that has full-time officers and employees, including… [read post]
15 May 2007, 6:12 am
Class Action Complaint Properly Dismissed Because no Private Rights of Action Exist for Alleged Violations of Sections 34(b), 36(a) and 48(a) of the Federal Investment Company Act of 1940 (ICA), and Section 36(b) Claim Failed as a Matter of Law Second Circuit Court Holds Plaintiffs filed a putative class action against various Eaton Vance entities under sections 34(b), 36(a) and 48(a) of the federal Investment Company Act of 1940 (ICA) arising out of… [read post]
8 May 2014, 11:19 am by Wally Zimolong
The Department of Labor maintains a set of regulations that (a) are the basis for a large increase in enforcement activity, (b) apply to virtual all transportation contractors and subcontractors, and (c) most contractors and subcontractors are not complying with. [read post]
23 Feb 2021, 10:35 am by Bob Ambrogi
Evisort, an AI-powered contract management platform, today announced a Series B funding round of $35 million, bringing its total funding to $55 million. [read post]
13 Jun 2007, 5:48 am
However, the allegation made by the class is that irrespective of the type of cancer or demographics of the policyholder, the defendant had in place a company policy in which it denied payment for certain Chemotherapy and Radiation treatments. [read post]
28 May 2013, 9:40 am
One was a rental property against which creditor Deutsche Bank National Trust Company (Deutsche) held a first deed of trust to secure repayment of a promissory note with a principal balance of $1,031,330.56. [read post]
11 Mar 2022, 8:53 am by Scott H. Kimpel
Specifically, Proposed Item 106(b) would require public companies to disclose their policies and procedures, if any, to identify and manage cybersecurity risks and threats, including: operational risk; intellectual property theft; fraud; extortion; harm to employees or customers; violation of privacy laws and other litigation and legal risk; and reputational risk. [read post]
12 Mar 2012, 3:02 am by Paul Jacobson
Assuming this is how the clause will be interpreted, subsection 3(b) criminalises a variation of a company's name which conveys "a false impression" that the variation "is the name of a company". [read post]
5 May 2012, 10:09 am
  The company says anyone with packages marked with a best-by date of 7/11/12 through 10/25/12 should return the product. [read post]
27 Aug 2019, 6:18 am
Section 47(b) of the ICA provides that “[a] contract that is made, or whose performance involves, a violation of [the ICA] . . . is unenforceable by either party. [read post]
30 Apr 2014, 6:24 am by Mark Astarita
Lim relayed Choi's information to a fellow poker player Danny Kuo, who was a hedge fund manager at Whittier Trust Company. [read post]