Search for: "Corporate Funding & Investments LLC" Results 561 - 580 of 1,716
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20 Dec 2013, 4:08 pm by D. Daxton White
According to BrokerCheck, Polito worked in Pennsylvania with PNC Investments from Oct. 2004 through Aug. 2010, and Investment Financial Corporation from Nov. 2010 through Nov. 2011. [read post]
9 Jan 2012, 3:13 pm by Jennifer Smith
New York-based Parabellum Capital LLC, which launched last week, is a spinoff of the 5-year-old legal finance group from investment bank Credit Suisse. [read post]
14 Feb 2022, 4:44 am by Franklin C. McRoberts
The Business Venture Plaintiff Quattro Parent LLC (“Quattro”) was a closely-held Delaware LLC comprised of a handful of investment funds, including one affiliated with George Soros (“Soros”), which invested in a startup venture to build a wireless broadband network in São Paulo, Brazil. [read post]
23 Sep 2021, 8:41 am by John Jascob
In addition, unlike money market mutual funds that primarily hold short-term and low-risk investments, USD Coin holds as much in corporate bonds as several hedge funds, and such debt may be subject to sharp losses in price or subject to ratings downgrades, they added.Regarding Tether, the group noted that its limited disclosures are alarming because the stablecoin appears to have large holdings of commercial paper, secured loans, corporate bonds,… [read post]
22 Dec 2020, 9:43 am by Silver Law Group
Michael Martino (Michael Christopher Martino CRD#: 2579146) is a currently registered broker with Four Points Capital Partners LLC (CRD#: 43149) of New York, NY. [read post]
11 Mar 2010, 1:00 pm by Lucas A. Ferrara, Esq.
To date, eleven firms have signed onto the Code: The Carlyle Group, Riverstone Holdings LLC, Pacific Corporate Group Holdings, LLC, HM Capital Partners I, Levine Leichtman Capital Partners, Access Capital Partners, Falconhead Capital, Markstone Capital Group, Wetherly Capital Group, Ares, and Freeman Spogli. [read post]
18 Mar 2024, 2:05 pm by Geoff Schweller
Securities and Exchange Commission (SEC) charged 17 individuals with orchestrating a $300 million Ponzi scheme involving CryptoFX LLC. [read post]
12 Aug 2019, 3:22 am by Peter Mahler
” Delaware Chancery Court Dissolves Failing Limited Partnership Based on General Partner’s Non-Cooperation with Receivers In GMF ELCM Fund, L.P. v ELCM HCRE GP LLC, C.A. [read post]
12 Jul 2020, 6:07 pm by Francis Pileggi
The remaining defendants are Dell, controlling shareholder Silver Lake Group LLC and four Dell directors. [read post]
23 Mar 2016, 4:19 pm by Kevin LaCroix
  Discussion Judge Jurden’s March 9 opinion in the CIT case follows the February 24, 2015 Delaware Chancery Court opinion in the Carlyle Investment Management LLC v. [read post]
SUDECK: For experienced developers and operators, we are handling an increasing number of raises involving, at least in part, EB-5 financing (immigration-based investment – typically with the inbound investment dollars coming from China to fund a loan or preferred equity). [read post]
21 Jun 2010, 5:53 pm by Randall Reese
   New Silk Route PE Asia Fund, L.P. is a $1.4 billion first time private equity fund focused on investments in India. [read post]
26 Aug 2010, 2:19 pm by Page Perry LLC
Ten year investment grade corporate bonds are yielding about 2.84%, but many junk bonds yield more than 7%. [read post]
15 Apr 2013, 1:02 pm by D. Daxton White
It appears that Nakhooda was the first to make misleading statements to clients according to the AWC, “From October 2007 to September 2008, Nakhooda sent emails to seven SAI customers in connection with their purchases of units in the IMH Secured Loan Fund, LLC (“IMH Fund”) and/or notes issued by Medical Provider Funding Corporation V (“Med Cap V”) that contained misrepresentations regarding the features of the IMH… [read post]
30 May 2018, 9:45 am by Renae Lloyd
CIM defines necessity corporate properties as those that are essential to the day-to-day operations of a company. [read post]
27 Jan 2011, 9:34 am by Larry Ribstein
Sept. 6, 2001), VC Strine held that an agreement giving a general partner complete discretion to manage and control the business didn’t authorize him to invest partnership funds in aid of his own venture. [read post]
21 Feb 2018, 10:42 am by Renae Lloyd
Risks of ETFs An exchange-traded fund (ETF) is an investment fund traded on stock exchanges, much like stocks. [read post]
24 Aug 2018, 6:06 am
Securities and Exchange Commission, on Wednesday, August 22, 2018 Tags: Broker-dealers, Disclosure, Investment advisers, Investor protection, Retail investors, SEC rulemaking, Securities regulation Board Diversity, Firm Risk, and Corporate Policies Posted by Gennaro Bernile (University of Miami) Vineet Bhagwat (George Washington University), and Scott E. [read post]