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15 Jul 2020, 4:25 am by Hedge Fund Lawyer
 Five federal regulatory agencies, including the SEC and Federal Reserve Board, have approved the proposed changes to the “Volcker Rule” which are to take effect as of October 1, 2020. [read post]
7 Jul 2020, 6:48 am by Daniel Jin
Distribution of this Alert to interested parties does not establish a lawyer-client relationship. [read post]
3 Jul 2020, 3:00 am by Jim Sedor
It was one of the biggest corruption scandals in recent history, resulting in 20 convictions or guilty pleas. [read post]
29 Jun 2020, 3:26 am by Peter Mahler
The case is Matter of FGLS Equity LLC, 2020 WL 2557877, 2020 NY Slip Op 31476(U) [Sup Ct NY County May 20, 2020]. [read post]
27 Jun 2020, 7:07 am by Russell Knight
  Otherwise, penalties will incur upon division and distribution. [read post]
26 Jun 2020, 10:43 am by Michael Lowe
If the violation results in serious bodily injury (as defined in section 1365 of this title), such person shall be fined under this title or imprisoned not more than 20 years, or both; and if the violation results in death, such person shall be fined under this title, or imprisoned for any term of years or for life, or both. [read post]
22 Jun 2020, 4:17 pm by Kevin LaCroix
The SEC’s Right to Seek Disgorgement In an 8-1 decision written by Justice Sotomayor, the Supreme Court held “that a disgorgement award that does not exceed a wrongdoer’s net profits and is awarded for victims is equitable relief permissible” under 15 U.S.C. [read post]
17 Jun 2020, 1:12 am by Michael Douglas
’ ‘23.6  If: 23.6.1  the dispute concerns any monetary amount payable and/or owed by either party to the other under this agreement, including without limitation, matters relating to determination, adjustment or renegotiation of the Fee under Annexure 1 under clauses 9.4, 10, 11, 12, 13 and 15.3.3 …    23.6.2 the parties fail to resolve the dispute in accordance with clause 23.4 within twenty eight (28) days of the appointment of the mediator then the… [read post]
16 Jun 2020, 2:18 pm by Kevin LaCroix
  July 20, 2019: Capital One retains a law firm to provide legal advice in connection with the data security incident. [read post]
15 Jun 2020, 11:52 am by Alex Engler
On June 1, citizens in the nation’s capital awoke to terrifying news after a night of protests. [read post]
9 Jun 2020, 1:55 am by Kevin Kaufman
It does so by presenting arguments for a principled tax design of recreational marijuana and by discussing the different strategies and lessons from states with established marijuana markets. [read post]
28 May 2020, 4:51 pm by Adam Rosenthal and Robert Foster
This does not apply to drivers who qualify for either of the short-haul exceptions in  395.1(e)(1) or (2). [read post]
27 May 2020, 6:31 am by David Kris
I would also expect a Biden administration to focus more broadly on several issues that fall under an additional heading: (8) apolitical intelligence and rule of law. 1. [read post]
25 May 2020, 5:17 pm by Peter Mahler
The court in its post-trial decision values the company around $6 million or 20% of the value concluded by the petitioner’s expert. [read post]
25 May 2020, 3:39 pm by Chuck Cosson
Propaganda, though, does present challenges to this faith in human discernment. [read post]
25 May 2020, 7:30 am by Kevin LaCroix
”   The Lawsuit On May 20, 2020, a plaintiff shareholder filed a securities class action lawsuit in the Southern District of Indiana against the company and certain of its directors and officers. [read post]
21 May 2020, 1:17 pm by Unknown
§ 1512.2 Definitions.For the purposes of this part:(a) Bicycle means:(1) A two-wheeled vehicle having a rear drive wheel that is solely human-powered;(2) A two- or three-wheeled vehicle with fully operable pedals and an electric motor of less than 750 watts (1 h.p.), whose maximum speed on a paved level surface, when powered solely by such a motor while ridden by an operator who weighs 170 pounds, is less than 20 mph. [read post]