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23 Oct 2023, 11:00 pm
International Trade Resource Kit Access more Practical Guidance materials on various aspects pertaining to international trade. [read post]
23 Oct 2023, 11:00 pm
Bank Failure Resource Kit assembles Practical Guidance resources covering topics related to the recent bank failures. [read post]
22 Oct 2023, 9:05 pm
ENDNOTES [1] Will Canny, Bank of America Customers’ Crypto Activity Slowed as Market Slid, Coindesk (May 11, 2023, 1:03 PM), https://www.coindesk.com/markets/2022/07/01/bank-of-america-customers-crypto-activity-slowed-as-market-slid/ [2] Legislative Highlights, 41 Am. [read post]
22 Oct 2023, 9:01 pm
Levinson.[18] In Stratte-McClure, a class made up of Morgan Stanley investors brought suit against the bank for alleged material misstatements and omissions related to Morgan Stanley’s trading position and exposure to losses in the subprime mortgage market.[19] The Second Circuit reasoned that courts “have long recognized that a duty to disclose under Section 10(b) can derive from statutes or regulations that obligate a party to speak[,]” and that a… [read post]
20 Oct 2023, 2:40 pm
The SEC asserted that the Administrator, at the behest of the fund’s sponsor, calculated the fund’s net asset value without including trading losses, resulting in materially overstated values in the investors’ account statements. [read post]
19 Oct 2023, 9:05 pm
The rules are a response to the 2021 GameStop trading episode, where individual investors engaged in shorting tactics that caused some investors to sustain great losses. [read post]
19 Oct 2023, 9:05 pm
Third, cloud giants (Amazon, Microsoft, and Google) have been particularly eager to enter partnerships with banks and trading exchanges. [read post]
19 Oct 2023, 7:06 pm
In order to safeguard these resources, each State is entitled to exercise effective control over them and their exploitation with means suitable to its own situation, including the right to nationalization or transfer of ownership to its nationals, this right being an expression of the full permanent sovereignty of the State. [read post]
18 Oct 2023, 7:36 pm
It also represents a shift in the purpose of production from one grounded on profit to internal actors (equity holders, but also those with fixed risk interests--banks, trade creditors, labor, and the like) to one measured (though still quantitatively) by benefit to society. [read post]
18 Oct 2023, 10:12 am
See: Korea’s Real Name Transaction Act Strengthened for additional details on nominee holders of bank accounts. [read post]
17 Oct 2023, 9:01 pm
On October 11, 2023, the Federal Trade Commission (FTC) issued a proposed rule to prohibit so-called junk fees, and the Consumer Financial Protection Bureau (CFPB) issued an advisory opinion to large banks and credit unions on charging fees for financial account information. [read post]
17 Oct 2023, 12:39 pm
On March 31, 2023, Pruco reportedly disclosed that Pelletiere had accepted cash from a customer that he then deposited in his personal bank account. [read post]
17 Oct 2023, 12:03 pm
Senior officials from the Securities and Exchange Commission, Federal Deposit Insurance Corporation, Commodity Futures Trading Commission, Federal Reserve Board, and Bank of England convened a hybrid meeting today to discuss certain issues relating to…Read the Full Press Release Have a securities law question? [read post]
17 Oct 2023, 9:51 am
The report projects that examinations of registrants will focus on the offer, sale, recommendation of, advice regarding, trading in and other activities in crypto assets or related products. [read post]
17 Oct 2023, 9:26 am
International collaboration: The FCA plays its full part in setting global standards – crypto, sustainability, and non-bank finance – and Mr Rathi co-chairs IOSCO’s Financial Stability Engagement Group, which has risks on its agenda including private markets, leverage, the funds complex and risks to traded markets. [read post]
17 Oct 2023, 9:23 am
Ragland, a publisher challenged a state tax that provided for exemptions for "religious, professional, trade and sports journals" but not for that publisher's own product, a general-interest magazine. [read post]
17 Oct 2023, 6:08 am
The Suze Ormans and Ed Slotts of the world tell us we should all have 3 months worth of expense money sitting in the bank. [read post]
16 Oct 2023, 11:00 pm
The content also addresses key questions on oversight and supervision, advertising, marketing, usury, fraud, and unfair and deceptive trade practices. [read post]
16 Oct 2023, 9:01 pm
Although this term may make sense for a privately held or family-controlled company, its application to a non-member bank whose parent is publicly traded risks creating confusion. [read post]
16 Oct 2023, 1:20 pm
The Federal Trade Commission (FTC) announced it has reached a settlement with the bankrupt crypto company Voyager over the company’s alleged deceptive crypto marketing practices. [read post]
