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18 Sep 2019, 9:52 pm by Kevin LaCroix
With respect to Marriott-breach related pending multidistrict class actions filed by consumers, financial institutions and governments, the Marriott PFI Report has previously either been severely redacted or sealed off to the public entirely. [read post]
7 Sep 2019, 6:45 am
Valles do perform administrative and financial tasks, they must also participate in the long-term decision making and day-to-day management to be found to be in control of the company. [read post]
2 Sep 2019, 3:38 am by Florence Campbell Jones
  This month’s Trade Alert considers key legal risks for traders in the Greek loan market. [read post]
1 Aug 2019, 11:54 am by Kevin LaCroix
Mishkin, and Edmund Polubinski III of Davis Polk & Wardwell LLP, in the Harvard Law School Forum on Corporate Governance and Financial Regulation on May 3, 2018. [2] “D&O Insurance Costs Soar as Investors Run to Court over IPOs,” Insurance Journal, June 18, 2019. [3] John C. [read post]
30 Jul 2019, 7:00 am by Race to the Bottom
Their reason behind advocating for more diverse boards is the purported correlation between superior long-term financial performance and gender-diverse boards. [read post]
23 Jul 2019, 4:30 pm by Kevin LaCroix
Cryptocurrencies also operate outside of traditional and established financial networks and are alarmingly unregulated. [read post]
16 Jul 2019, 2:01 pm by Cynthia Marcotte Stamer
The Pension Benefit Guarantee Corporation on July 15, 2019 corrected an example in the Preamble toits September 14, 2018,final rule on mergers of multiemployer pension plans.The clarification addresses a second example in the Preamble about how a plan can demonstrate that financial assistance is necessary to mitigate the adverse effects of the merger on the merged plan’s ability to remain solvent. [read post]
12 Jul 2019, 1:05 pm by Astarita
 Information may be shared by e-mail to LIBOR@sec.gov or directly to the staff of the Division of Corporation Finance at CFORS@sec.gov, the Division of Investment Management at IMDRAO@sec.gov, the Division of Trading and Markets at TRADINGANDMARKETS@sec.gov, or the Office of the Chief Accountant at OCA@sec.gov.SEC Press Release--- Looking for a securities lawyer for litigation, arbitration or an SEC or FINRA Investigation? [read post]
10 Jul 2019, 3:33 pm by Cynthia Marcotte Stamer
The Pension Benefit Guarantee Corporation (“PBGC”) has released its new form and instructions for requesting a determination about whether a plan is covered under Title IV of ERISA. [read post]
1 Jul 2019, 8:59 am by Kevin Goldberg
  The USDA agreed to provide the names and addresses of each participating retailer, but not the financial data involving retail sales on a store-by-store level, citing FOIA Exemption 4, which allows the government to withhold information containing (1) trade secrets or (2) commercial or financial information obtained from a person and privileged or confidential in nature. [read post]
28 Jun 2019, 12:01 pm by Silver Law Group
Silver to discuss your legal matter, call toll-free (800) 975-4345 or e-mail him at SSilver@silverlaw.com. [read post]
28 Jun 2019, 10:59 am by Silver Law Group
As evidenced by this award, whistleblowers are important resources for the CFTC in combating corporate misconduct. [read post]
24 Jun 2019, 7:44 pm by Kevin LaCroix
  ***************** Since the event-driven securities class action lawsuit against PG&E Corporation was filed one year ago, plaintiffs’ counsel have filed 211 securities class action complaints that allege violations of the federal securities laws under Section 10(b) and 20(a) of the Securities Exchange Act of 1934 against U.S. [read post]
21 Jun 2019, 6:42 am
Defined Contribution Plans and the Challenge of Financial Illiteracy Posted by Jill E. [read post]
18 Jun 2019, 6:42 am by Francis Pileggi
For example, the court explained that the company involved did not comply with required corporate formalities such as minutes of board meetings and that it often conducted corporate business informally, including over email, regarding the issues subject to the Section 220 demand. [read post]
12 Jun 2019, 6:38 am by Kristian Soltes
According to the company, the network allows financial institutions to quickly and securely process high-value corporate cross-border payments globally. . . . [read post]