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17 Oct 2019, 6:45 pm
According to the complaint, on this news, Greenlane’s share price declined 17%, and in subsequent trading days, declined another 15%, falling a total of nearly 68% by the time the complaint was filed. [read post]
15 Oct 2019, 6:05 am
Elizabeth May: We’re going to deal with the problem of e-commerce. [read post]
14 Oct 2019, 9:53 am
Event Announcements (More details on the Events Calendar) Tuesday, October 15, 2019, 9:15 a.m.: The Hudson Institute will host a debate on the broader implications for U.S. [read post]
7 Oct 2019, 12:58 pm
In order to expedite the internal sorting and reviewing process, please type your name (Last, First) as the only contents in the subject line of your e-mail. [read post]
4 Oct 2019, 6:00 am
Securities and Exchange Commission, on Friday, September 27, 2019 Tags: Broker-dealers, Disclosure, Exchange-traded funds, OTC derivatives, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation Analysis of IAC Recommendations to Improve U.S. [read post]
1 Oct 2019, 6:58 am
If a contractor fails to comply with this requirement, a financial and/or future disqualifying penalty is imposed. [read post]
27 Sep 2019, 6:00 am
Posted by by the Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, September 27, 2019 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 20-26, 2019. [read post]
24 Sep 2019, 6:10 am
The SEC’s Division of Corporation Finance issued its “Framework” for digital assets in April 2019. [read post]
20 Sep 2019, 1:30 am
https://www.corporatecomplianceinsights.com/advise-compliance-interviews/ The Problem of Algorithmic Corporate Misconduct by Mihailis E. [read post]
18 Sep 2019, 9:52 pm
With respect to Marriott-breach related pending multidistrict class actions filed by consumers, financial institutions and governments, the Marriott PFI Report has previously either been severely redacted or sealed off to the public entirely. [read post]
7 Sep 2019, 6:45 am
Valles do perform administrative and financial tasks, they must also participate in the long-term decision making and day-to-day management to be found to be in control of the company. [read post]
2 Sep 2019, 3:38 am
This month’s Trade Alert considers key legal risks for traders in the Greek loan market. [read post]
16 Aug 2019, 6:00 am
Shipchandler, and Joan E. [read post]
14 Aug 2019, 2:00 pm
E-c [read post]
1 Aug 2019, 11:54 am
Mishkin, and Edmund Polubinski III of Davis Polk & Wardwell LLP, in the Harvard Law School Forum on Corporate Governance and Financial Regulation on May 3, 2018. [2] “D&O Insurance Costs Soar as Investors Run to Court over IPOs,” Insurance Journal, June 18, 2019. [3] John C. [read post]
30 Jul 2019, 7:00 am
Their reason behind advocating for more diverse boards is the purported correlation between superior long-term financial performance and gender-diverse boards. [read post]
29 Jul 2019, 8:29 am
Financial terms of the acquisitions were not disclosed. [read post]
23 Jul 2019, 4:30 pm
Cryptocurrencies also operate outside of traditional and established financial networks and are alarmingly unregulated. [read post]
16 Jul 2019, 2:01 pm
The Pension Benefit Guarantee Corporation on July 15, 2019 corrected an example in the Preamble toits September 14, 2018,final rule on mergers of multiemployer pension plans.The clarification addresses a second example in the Preamble about how a plan can demonstrate that financial assistance is necessary to mitigate the adverse effects of the merger on the merged plan’s ability to remain solvent. [read post]
12 Jul 2019, 1:05 pm
Information may be shared by e-mail to LIBOR@sec.gov or directly to the staff of the Division of Corporation Finance at CFORS@sec.gov, the Division of Investment Management at IMDRAO@sec.gov, the Division of Trading and Markets at TRADINGANDMARKETS@sec.gov, or the Office of the Chief Accountant at OCA@sec.gov.SEC Press Release--- Looking for a securities lawyer for litigation, arbitration or an SEC or FINRA Investigation? [read post]
