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22 Oct 2014, 3:22 am
Given that TWC’s executive pay levels as of 2013 were aligned with company performance, the driver of that opposition is likely a decision made in anticipation of the company’s proposed acquisition by Comcast Inc., to accelerate, to early 2014, grants of long-term incentive shares that otherwise would not have been made to managers (including named executive officers) until 2015 and 2016. [read post]
20 Jul 2010, 6:54 am
O’Connell was required to sell his house in market conditions under which he otherwise would not have sold, management believed this was an unacceptably large loss to be borne by Mr. [read post]
29 Nov 2011, 9:42 am
• Equity Services, Inc.: Nearly $164,000 in restitution and a $50,000 fine. [read post]
13 Oct 2016, 7:34 am
This case involves two Delaware entities that own school meal management software: inTEAM Associates, LLC (“inTEAM”), and Heartland Payment Systems, Inc. [read post]
10 Dec 2021, 12:37 pm
”[7] In 2016, Roark Capital, a private equity firm that would go on to form Inspire Brands, Inc., purchased a majority share of Jimmy John’s, LLC. [read post]
7 Jun 2022, 5:12 am
WestPark Capital, Inc. [read post]
11 Jan 2007, 3:25 pm
., Inc. [read post]
24 Dec 2021, 6:26 am
Boards Face Backlash as ESG Tips the Scales During 2021 Proxy Season Posted by Rodolfo Araujo and Garrett Muzikowski, FTI Consulting, Inc., on Friday, December 17, 2021 Tags: Asset management, Board oversight, Boards of Directors, ESG, Institutional Investors, Risk management, Shareholder activism, Shareholder proposals, Shareholder voting Statement by Commissioner Peirce on Rule 10b5-1 and Insider Trading Posted by… [read post]
15 Jun 2022, 11:04 am
Daxton White, managing partner of The White Law Group, a national securities fraud, securities arbitration, investor protection and securities regulatory/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
5 Aug 2009, 4:30 pm
In David Maister's article "Are Law Firms Manageable? [read post]
23 Apr 2014, 11:13 am
(Equity Member) John Laing Investments Limited (Equity Member) Construction Joint Venture – Skanska USA Civil Southeast Inc., Granite Construction Company, and the Lane Construction Corporation (Lead Contractor) Design Joint Venture – HDR Engineering, Inc. and Jacobs Engineering Group, Inc. [read post]
12 Jan 2011, 6:49 am
Benda Pharmaceutical Inc. et al., C.A. [read post]
18 Oct 2023, 9:01 pm
Securities and Exchange Commission (SEC) announced a US$19 million settlement with the investment adviser DWS Investment Management Americas Inc. [read post]
12 Jan 2012, 5:00 am
He also serves as a director of CIT Group Inc., XO Holdings, Inc., and Federal Mogul Corporation. [read post]
21 Apr 2023, 6:30 am
Goodwin, Sidley Austin LLP, on Wednesday, April 19, 2023 Tags: Board of Directors, Proxy advisors, Proxy contests, SEC enforcement, Shareholder activism, Universal Proxy Law and Courts in an Age of Debt Posted by Jared Ellias (Harvard Law School) and Elisabeth De Fontenay (Duke University) , on Thursday, April 20, 2023 Tags: Debt, debt finance, Fiduciary duties, investors, legal framework, Private equity Early CEO Compensation and PvP Disclosure Trends From the 2023 Proxy Season… [read post]
21 Apr 2023, 6:30 am
Goodwin, Sidley Austin LLP, on Wednesday, April 19, 2023 Tags: Board of Directors, Proxy advisors, Proxy contests, SEC enforcement, Shareholder activism, Universal Proxy Law and Courts in an Age of Debt Posted by Jared Ellias (Harvard Law School) and Elisabeth De Fontenay (Duke University) , on Thursday, April 20, 2023 Tags: Debt, debt finance, Fiduciary duties, investors, legal framework, Private equity Early CEO Compensation and PvP Disclosure Trends From the 2023 Proxy Season… [read post]
5 Jul 2020, 11:20 am
Recently, California employment law regulators filed an employment discrimination lawsuit against Silicon Valley technology company Cisco, Inc., accusing the multinational firm of failing to intervene in harassment experienced by an Indian-American employee by two of his managers because he’s from a lower Indian caste than they are. [read post]
15 Jan 2021, 7:35 am
Bombe will reportedly own a majority of the company’s common equity on a fully diluted basis upon completion of the deal. [read post]
19 Apr 2018, 2:08 pm
Investors in NorthStar Healthcare Income, Inc. [read post]
10 Aug 2020, 2:01 pm
(CRD# 421) from 2007 to 2020, James Kennedy worked for Hartford Equity Sales Company Inc. [read post]
