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11 Oct 2011, 8:48 am
Both pieces of legislation would modify Section 12(g) of the Securities Exchange Act. [read post]
25 Mar 2011, 6:29 pm
In one exchange, an employee said the changes may raise huge red flags for auditors. [read post]
22 Sep 2008, 7:15 pm
" The primary regulator of Goldman and Morgan was formerly the Securities and Exchange Commission. [read post]
20 Jun 2010, 6:53 pm
The exchange rate floating bands will remain the same as previously announced in the inter-bank foreign exchange market. [read post]
10 Oct 2014, 9:20 am
Investigators, however, have been looking into allegations that traders at a number of large banks colluded to fix the exchange rate to their own advantage. [read post]
7 Feb 2024, 6:30 am
” The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934. [read post]
4 Apr 2011, 1:30 pm
The Reserve Bank’s list of Australia’s financial sanctions implemented via the Banking (Foreign Exchange) Regulations 1959 has been updated to include persons associated with Libya. [read post]
31 Aug 2011, 2:39 pm
Securities and Exchange Commission. [read post]
27 Sep 2016, 1:07 pm
The suit [complaint, PDF], filed in the US District Court for the Northern District of California [official website], alleges that the Wells Fargo organization violated the Securities Exchange Act of 1934 by engaging in misleading and incorrect information regarding the financial status of the bank. [read post]
16 Feb 2011, 2:31 pm
Because the store owner was short on cash, she executed a mortgage on the building to a bank in exchange for cash sufficient to pay the fire insurance premiums. [read post]
10 Aug 2023, 2:00 pm
The Securities and Exchange Commission today charged Colombian conglomerate Grupo Aval Acciones y Valores S.A., aka Grupo Aval S.A., and its bank subsidiary, Corporación Financiera Colombiana S.A. [read post]
28 May 2021, 7:59 am
On 27 May 2021, the European Banking Authority (EBA) issued a consultation paper regarding draft guidelines that set out how prudential supervisors, AML/CFT supervisors and financial intelligence units should cooperate and exchange information in relation to AML/CFT, in line with Article 117(5) of the CRD IV. [read post]
4 Jan 2023, 1:08 pm
The statement comes just weeks after the spectacular collapse of crypto exchange FTX. [read post]
4 Jan 2023, 1:08 pm
The statement comes just weeks after the spectacular collapse of crypto exchange FTX. [read post]
16 Nov 2021, 9:40 am
In 1992, it joined with the London Stock Exchange to form the first intercontinental linkage of capital markets. [read post]
9 Apr 2008, 1:37 pm
Well, Revolution Money Exchange is like PayPal, only better. [read post]
8 Aug 2012, 8:00 am
This post is part of an ongoing series that examines the way stock exchange independence rules relate to director compensation. [read post]
17 Feb 2016, 9:02 am
The Securities and Exchange Commission today charged a former Deutsche Bank research analyst with certifying a rating on a stock that was inconsistent with his personal view.An SEC investigation found that Charles P. [read post]
8 Feb 2012, 9:24 am
We have not talked a lot about payment protection plans, those great deals where the bank agrees to pay your credit card balance in the event of disability or death in exchange for premiums. [read post]
8 Feb 2018, 4:00 am
Numerous cryptocurrency exchanges hold Tethers since they can’t access other banking resources. [read post]
