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15 Dec 2021, 11:26 am
One may hope that the eventual confirmation of a fifth commissioner will lay the groundwork for a reconsideration of the wisdom of new and overly expansive rulemaking proceedings. [read post]
14 Dec 2021, 8:02 am
France ended last year as the seventh-biggest economy in the world and the third in Europe, behind Germany and the UK. [read post]
13 Dec 2021, 8:01 am
For security purposes, they were accompanied by the jail's quartermaster. [read post]
12 Dec 2021, 2:22 pm
Credit Suisse Securities (USA) LLC, 752 F.3d 82, 89 (1st Cir. 2014) (affirming exclusion of expert witness who failed to account for confounding in event studies), aff’g 853 F. [read post]
9 Dec 2021, 12:50 pm
He is now the committee’s third witness to plead the Fifth after X and Y. [read post]
7 Dec 2021, 11:53 am
Tonkovic, J.D.The Supreme Court has denied certiorari for three securities-related petitions filed in late October and early November. [read post]
3 Dec 2021, 1:29 pm
(CRD#:628) Of Chicago, IL Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of Chicago, IL On 06/03/2021, Fifth Third Securities allowed Wells to resign after allegations surfaced that he misappropriated client funds from three of his clients. [read post]
3 Dec 2021, 1:26 pm
Hughes draws that elevated standard from Fifth Third Bancorp v. [read post]
3 Dec 2021, 12:30 pm
Two-thirds of this Tenth Circuit panel says sometimes! [read post]
2 Dec 2021, 6:27 am
Claro Mobil and NET, both part of América Móvil, were a close second, with full stars in four categories and a quarter star in a fifth, while Vivo achieved full stars in three categories, three-quarters star in a fourth, and half star in a fifth. [read post]
1 Dec 2021, 5:46 am
See Fifth Circuit Blocks OSHA’s Emergency Standard for Employers with 100+ Employees. [read post]
27 Nov 2021, 8:17 am
Chinese efforts, though, focus elsewhere: "In an interview with the Seychelles News Agency on 17 November, China’s ambassador to the Seychelles, Guo Wei, said that the forum would “adopt measures in such key areas as health, investment and trade, food security, climate change, human resources and digital innovation, with a focus on transforming and upgrading China-Africa cooperation to improve its quality and efficiency. [read post]
26 Nov 2021, 12:30 pm
Is the third time a charm? [read post]
21 Nov 2021, 6:39 pm
Pix Credit HEREThe overlords of American historical culture periodically come to embrace the value of the quite strategic narration of history as an indispensable tool in the arsenal of their vanguard project to bring the people, over whom they believe they have an obligation to lead, to lead them to the naturalization of states of mind and meaning that both legitimates their overlordship (with respect to meaning making) and as a consequence their authority to lead in other sectors of American… [read post]
16 Nov 2021, 2:13 pm
Fifth, with respect to the plaintiff’s allegations that proxy materials failed to disclose that the board was overlooking unlawful and discriminatory practices at the company, Judge Andrews said that the allegation “rehashes the same allegations Plaintiffs assert under their breach of fiduciary duty claims,” and that “boostrapping a federal securities claim to a cause of action for breach of fiduciary duty is not permissible. [read post]
12 Nov 2021, 1:00 pm
Fifth Circuit: Yes. [read post]
12 Nov 2021, 3:00 am
Schroeder noted that such questioning has the potential to impinge upon the Fifth Amendment. [read post]
11 Nov 2021, 11:39 am
The agencies often send CIDs to third parties who aren’t the subject of the investigation, but who may have relevant information. [read post]
5 Nov 2021, 4:09 am
The janitor was defenestrated from the fifth floor for his comments. [read post]
4 Nov 2021, 10:35 am
The first blog summarized the Cyber EO’s key provisions and timelines, and the second, third, fourth, and fifth blogs described the actions taken by various federal agencies to implement the EO during June, July, August, and September 2021, respectively. [read post]
