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5 Aug 2020, 10:00 pm
Subordinate regulations under the Financial Instruments and Exchange Act, Act No. 25 of 1948, as amended (FIEA), were amended on July 22 to allow foreign business operators to temporarily conduct business in Japan upon approval by the Financial Services Agency (FSA) if such operators have difficulty doing business in their jurisdictions due to catastrophe situations such as a natural disaster, an epidemic, or political instability. [read post]
5 Aug 2020, 10:00 pm
Subordinate regulations under the Financial Instruments and Exchange Act, Act No. 25 of 1948, as amended (FIEA), were amended on July 22 to allow foreign business operators to temporarily conduct business in Japan upon approval by the Financial Services Agency (FSA) if such operators have difficulty doing business in their jurisdictions due to catastrophe situations such as a natural disaster, an epidemic, or political instability. [read post]
5 Aug 2020, 10:00 pm
Subordinate regulations under the Financial Instruments and Exchange Act, Act No. 25 of 1948, as amended (FIEA), were amended on July 22 to allow foreign business operators to temporarily conduct business in Japan upon approval by the Financial Services Agency (FSA) if such operators have difficulty doing business in their jurisdictions due to catastrophe situations such as a natural disaster, an epidemic, or political instability. [read post]
5 Aug 2020, 10:00 pm
Subordinate regulations under the Financial Instruments and Exchange Act, Act No. 25 of 1948, as amended (FIEA), were amended on July 22 to allow foreign business operators to temporarily conduct business in Japan upon approval by the Financial Services Agency (FSA) if such operators have difficulty doing business in their jurisdictions due to catastrophe situations such as a natural disaster, an epidemic, or political instability. [read post]
5 Aug 2020, 10:00 pm
Subordinate regulations under the Financial Instruments and Exchange Act, Act No. 25 of 1948, as amended (FIEA), were amended on July 22 to allow foreign business operators to temporarily conduct business in Japan upon approval by the Financial Services Agency (FSA) if such operators have difficulty doing business in their jurisdictions due to catastrophe situations such as a natural disaster, an epidemic, or political instability. [read post]
5 Aug 2020, 10:00 pm
Subordinate regulations under the Financial Instruments and Exchange Act, Act No. 25 of 1948, as amended (FIEA), were amended on July 22 to allow foreign business operators to temporarily conduct business in Japan upon approval by the Financial Services Agency (FSA) if such operators have difficulty doing business in their jurisdictions due to catastrophe situations such as a natural disaster, an epidemic, or political instability. [read post]
17 Oct 2019, 8:49 am
On 16 October 2019, the Bank of England (BoE) and the FCA published a joint report on machine learning (ML) in UK financial services. [read post]
6 Feb 2022, 8:31 pm
The greatest strain on the justice system during the pandemic is arguably on housing claims, given the cascade effects that unemployment and financial instability has had on tenancies. [read post]
23 Jun 2017, 9:06 am
View The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017, 22 June 2017 [read post]
22 Aug 2023, 7:37 am
On July 20, the Department of Justice announced that physicians and their practices in Missouri and Texas had agreed to pay a total of approximately $525,000 to resolve allegations that they had received kickbacks from purported “managed service organizations” for referring testing services. [read post]
Testimony at the Committee on Financial Services hearing: “Oversight of the Proxy Advisory Industry”
20 Jul 2023, 6:31 am
In order to do so both effectively and efficiently, institutional investors often leverage their resources by using the services of a proxy advisor. [read post]
Testimony at the Committee on Financial Services hearing: “Oversight of the Proxy Advisory Industry”
20 Jul 2023, 6:31 am
In order to do so both effectively and efficiently, institutional investors often leverage their resources by using the services of a proxy advisor. [read post]
25 Feb 2021, 7:25 am
Glaser, Global Head Jurisdictional Services and Head of Washington, DC Office, K2 Integrity; Dr. [read post]
23 May 2024, 8:56 am
The changes seek to make the fee model fairer by recovering some of the FOS’s costs from CMCs and representatives as well as financial services firms. [read post]
2 Oct 2018, 4:31 am
Its desktop product includes billing, financials and practice management. [read post]
7 Mar 2013, 8:43 am
KMS Financial Services, Inc. [read post]
18 Apr 2012, 6:00 am
Banks and nonbanks must manage these relationships carefully and can be held accountable if they break the law. [read post]
18 Jan 2018, 7:45 am
The PRA and FCA have published a joint consultation paper on the management expenses levy limit (MELL) for the Financial Services Compensation Scheme (FSCS) for 2018/19. [read post]
29 Aug 2022, 7:38 am
Technology Operations and Resilience sets out the expectations around management of risks related to the design, implementation, and recovery of technology assets and services. [read post]
29 May 2015, 12:42 pm
Brotman Financial Group, Inc., a financial services firm in Lutherville-Timonium, announced that Eric Brotman, CFP, AEP, MSFS, the firm’s president and managing principal, has earned the Retirement Income Certified Professional professional designation from The American College in Bryn Mawr, Pa. [read post]
