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24 Oct 2019, 2:40 pm by Kevin LaCroix
Telegram Group, Inc. and Ton Issuer Inc. which sought a temporary restraining order (TRO), the SEC has reached yet another crypto-related milestone. [read post]
17 Oct 2019, 10:47 pm by Joe
We’ve seen how the SEC has had to reprimand certain companies due to various ICO missteps made by digital asset companies. [read post]
14 Oct 2019, 10:36 am by Renae Lloyd
Collateralized loan obligations (CLOs) are groups of loans that asset managers package into bonds. [read post]
2 Oct 2019, 2:38 pm by InvestorLawyers
Booth, Former LPL Financial Broker, Arrested and Charged With Fraud appeared first on Investor Lawyers Blog. [read post]
21 Sep 2019, 2:31 pm by Rob Robinson
Year M&A+I Events (Running Listing: November 2001 – Today) eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 4-Sep-19Beyond IT ForensicsXact Data Discovery 15-Aug-19ayfie (Investee)Second Funding Round (Initial Funding Round June 2017)$10,000,000 8-Aug-19iCONECT (Investee)NewField Capital Partners (Investor) 1-Aug-19iControlESILegility 29-Jul-19CompiledKLDiscovery 29-Jul-19Strategic Legal SolutionsKLDiscovery… [read post]
11 Sep 2019, 7:48 am by Renae Lloyd
If  completed, the combined entity will have total assets of approximately $579 million, based on financial statements as of March 31, 2019. [read post]
9 Sep 2019, 7:30 am by Courtney DuChene
  Learn more about NWCDC and special savings for Amaxx, Inc. readers here. [read post]
2 Sep 2019, 12:59 pm by Kevin LaCroix
  Though a significant number of the first half filings are attributable to merger objection lawsuits, the number of traditional securities class action lawsuit filings during the year’s first half was also well above historical levels. 126 of the 199 securities suits in the year’s first half were traditional lawsuits. [read post]
30 Aug 2019, 9:50 am by Race to the Bottom
As part of their asset management division, Blackrock holds a significant financial interest in over 50 corporations. [read post]
9 Aug 2019, 6:16 am
A Catch 22 for Asset Managers Posted by Jasmin Sethi, Sethi Clarity Advisers LLC, on Friday, August 2, 2019 Tags: Asset management, BlackRock, Diversity, Engagement, Index funds, Institutional Investors, Shareholder voting, SSgA, Transparency, Vanguard Opportunities for Cross Border Cooperation in Regulation of Digital Assets Posted by Hester M. [read post]
5 Aug 2019, 10:38 am by ccollins
GPB Private Placements FundsGBP Capital Holdings is an alternative asset manager that invests in waste management and car dealerships. [read post]
31 Jul 2019, 7:02 am by Kristian Soltes
Financial Conduct Authority (FCA) has finalized its guidance on crypto assets, clarifying which tokens fall under its jurisdiction. [read post]
26 Jul 2019, 6:17 am
Dike, Cleary Gottlieb Steen & Hamilton LLP, on Thursday, July 25, 2019 Tags: Insider trading, Liability standards, Rule 10b-5, SEC, SEC enforcement, Section 10(b), Securities enforcement, US House The Future of Shareholder Activism Posted by Assaf Hamdani (Tel Aviv University) and Sharon Hannes (Tel Aviv University), on Thursday, July 25, 2019 Tags: Asset management, Boards of Directors, Capital… [read post]
24 Jul 2019, 10:00 am by Kristian Soltes
Department of Justice has cleared financial services companies Fiserv Inc. and First Data Inc. to push on with their proposed $22 billion tie-up. [read post]
18 Jul 2019, 9:06 am by ccollins
A $60M settlement has been reached between The US Securities and Exchange Commission (SEC) and AR Capital, the real estate investment trust (REIT) manager’s founder Nicholas Schorsch, and American Realty Capital Properties Inc. [read post]