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9 Feb 2021, 1:32 pm by Kevin LaCroix
Clover became a publicly traded company through a reverse triangular merger with Social Capital Hedosophia Holdings Corp. [read post]
8 Feb 2021, 10:15 am by Renae Lloyd
        The post Investor Alert: Healthcare Hospitality DST appeared first on The White Law Group. [read post]
Continue Reading › The post Commonwealth Financial Network Broker Joseph Leonczyk Sold FS Energy and FS KKR Investments To Customers appeared first on Investor Lawyers Blog. [read post]
2 Feb 2021, 11:00 am by Geoff Schweller
Other NCAs involve a $137.5 million settlement with SCANA Corp and a $170 million settlement with UK-based investment adviser BlueCrest Capital. [read post]
2 Feb 2021, 11:00 am by Geoff Schweller
Other NCAs involve a $137.5 million settlement with SCANA Corp and a $170 million settlement with UK-based investment adviser BlueCrest Capital. [read post]
1 Feb 2021, 8:59 am by Renae Lloyd
The post Lawsuit Filed Against Madison Avenue Securities alleges Unsuitable Investment Recommendations appeared first on The White Law Group. [read post]
28 Jan 2021, 6:09 pm by Francis Pileggi
” The problem presented to the Court of Chancery was whether the sale of an interest triggered either a right of first refusal and/or a right of first offer, and if both applied, which was to be given priority. [read post]
26 Jan 2021, 12:59 pm by Renae Lloyd
  The post Great Nation’s David Jenson Reportedly Barred after Allegations of Unsuitable Church Bond Investments appeared first on The White Law Group. [read post]
21 Jan 2021, 12:32 pm by Shepherd Smith Edwards & Kantas, LLP
  Continue Reading › The post David Lerner Associates Broker Rafael Klein May Have Unsuitably Recommended Energy 11 To Investors appeared first on Investor Lawyers Blog. [read post]
20 Jan 2021, 3:40 pm by Craig R. Tractenberg
A SPAC is sometimes referred to as a blank check company, because the investors’ money is collected first and then an acquisition is targeted. [read post]
20 Jan 2021, 12:30 pm by Geoff Schweller
Since issuing its first award in 2012, the SEC has awarded more than $738 million to 134 whistleblowers. [read post]
20 Jan 2021, 12:30 pm by Geoff Schweller
Securities and Exchange Commission (SEC) has launched an investigation of ExxonMobil Corp (Exxon), according to The Wall Street Journal. [read post]
18 Jan 2021, 6:01 am by Kevin LaCroix
The complaint purports to be filed on behalf of a class of investors who purchased the companies shares between March 3, 2020 and December 17, 2020. [read post]
14 Jan 2021, 8:43 am by Renae Lloyd
      The post FINRA Reportedly Bars Steven Luftschein (Steven Lerner) after Allegations of Churning & Unauthorized Trades appeared first on The White Law Group. [read post]
10 Jan 2021, 5:39 am by Rob Robinson
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal… [read post]
8 Jan 2021, 7:34 am by Renae Lloyd
    The post Former Money Concepts Capital Advisor Dustin Shafer Barred from Securities Industry appeared first on The White Law Group. [read post]
7 Jan 2021, 7:43 am by Iorio Altamirano
Previously, from March 2014 through December 2017, he was registered with Aegis Capital Corp. in Melville, New York. [read post]