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25 Nov 2011, 8:59 am
Rick Moody attacks "Batman" writer/artist Frank Miller who attacked Occupy Wall Street. [read post]
15 Feb 2011, 10:11 am
In its 2011 corporate governance letter to domestic listed company executives, NYSE Regulation noted that Section 957 of the Dodd-Frank Act required each national securities exchange to amend its rules to prohibit member organizations from voting shares without specific client instructions in matters related to executive compensation. [read post]
3 Jan 2011, 9:59 am
Frank Steinberg has been reelected to a second consecutive term as Chair of the Somerset County Business Partnership. [read post]
5 May 2015, 1:58 pm
Lufadeju On April 29, 2014, the Office of Minority and Women Inclusion (OMWI) of the Consumer Financial Protection Bureau (CFPB or Bureau) released its third Annual Report for 2014, as mandated by section 342(e) of the Dodd-Frank Act (Act). [read post]
3 Feb 2011, 4:29 am
Dodd-Frank's Sleeper? [read post]
16 Aug 2010, 10:48 pm
In the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), Congress has crafted an array of bounty awards and whistleblower protections broadly affecting securities, commodities and futures, and consumer financial products firms and those associated with them. [read post]
27 Jul 2007, 6:04 am
Barney Frank gets the exemption he sought. [read post]
26 Aug 2012, 4:29 am
Frank Pommersheim has posted Part III of his South Dakota Law Review trilogy, The Crazy Horse Malt Liquor Case: From Tradition to Modernity and Halfway Back. [read post]
19 May 2014, 9:05 am
He argued that in the post-Dodd-Frank era, all predispute arbitration agreements lacking a Dodd-Frank carve-out are invalid, even for plaintiffs who are not pursuing any whistleblower claims. [read post]
19 May 2014, 9:05 am
He argued that in the post-Dodd-Frank era, all predispute arbitration agreements lacking a Dodd-Frank carve-out are invalid, even for plaintiffs who are not pursuing any whistleblower claims. [read post]
18 Feb 2011, 1:57 pm
"We also believe that regulators are not conducting rigorous analyses of the costs and benefits of their rules and the effects those rules could have on the economy," said the letter, signed by the Republicans on the Senate Banking Committee, which oversees the implementation of Dodd-Frank. [read post]
17 Aug 2010, 8:45 am
The most recent enactment is the Dodd-Frank Wall Street Reform and Consumer Protection Act (commonly referred to as the Dodd-Frank Act or Dodd-Frank). [read post]
15 Jul 2013, 9:00 am
As we’ve previously covered here and here on Suits by Suits, a battle is raging in the federal courts over whether the new whistleblower protections in the Dodd-Frank Act of 2010 apply only to individuals who report misconduct to the SEC. [read post]
20 Aug 2018, 10:34 am
Meanwhile, Frank’s children have put together an absolutely breathtaking website (franksander.com) with photos and stories from Frank’s … Continue reading Frank Sander memorial: October 20 → [read post]
6 Jun 2018, 3:28 pm
Publicly available information through FINRA BrokerCheck indicates that Frank Capuano was formerly affiliated with broker-dealer Royal Alliance Associates, Inc. [read post]
8 Jul 2010, 5:46 am
You have to admire the frankness of Mary Alice McLarty of the Dallas law firm of McLarty, P.C. [read post]
4 Mar 2018, 12:49 pm
The Dodd-Frank Act was enacted in 2010 to protect consumers from abusive practices by financial service providers. [read post]
15 Jun 2017, 2:49 pm
Here, we winnowed down decades of work to pull out key buildings from the Frank Lloyd Wright oeuvre, from the domestically-scaled to the heavily ornamented, from the corporate behemoth to the soaring geometric forms of his later years. [read post]
8 Sep 2013, 5:26 am
Section 603 of Dodd-Frank reflected the same policy concerns, but it has now expired, and the underlying provisions of law permitting control by commercial firms remain in effect. [read post]
17 Nov 2011, 3:04 pm
Under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), which was passed in 2010, the SEC is required to issue an annual report on its activities under the new securities whistleblower provisions. [read post]
