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26 Apr 2023, 7:54 am
Crenshaw also urged the SEC and FINRA to adopt comprehensive rules for options and other complex products.Congress has proposed legislation on numerous topics related to this year’s bank failures, including on clawbacks of bank executives’ pay and regarding rollbacks of some provisions enacted several years ago that eased Dodd-Frank Act requirements for community banks.A Legal Sidebar issued by the Congressional Research Service recommended that federal… [read post]
22 Sep 2010, 10:59 am
Hagen In a recent speech to community bankers in Iowa a couple of weeks ago, I reviewed the current state of the banking economy and the implications of the Dodd-Frank legislation on community bank operations. [read post]
17 Oct 2019, 7:17 am
The Board also adopted a final rule that establishes risk-based categories for determining prudential standards for large U.S. banking organizations and foreign banking organizations, consistent with section 165 of the Dodd-Frank Act, as amended by the Economic Growth, Regulatory Relief, and Consumer Protection Act, and with the Home Owners’ Loan Act. [read post]
31 Mar 2013, 7:18 am
Last December, Senate Banking Committee member Mark Warner (D-VA) told the Bipartisan PolicyCenter that the 113th Congress should consider major Dodd-Frank Act corrections legislation. [read post]
20 Jul 2010, 5:10 am
As Mike Dorf notes, the media and commenters have, to a much greater extent than usual, implicitly invoked public choice critiques of Dodd-Frank, noting “both: (a) that the bill leaves very important details to be filled in; and (b) that this means that Wall Street banks have the opportunity to gut whatever substantive checks the bill was supposed to provide. [read post]
19 Aug 2012, 11:55 am
This is a bizarre result, because section 1044(a) of Dodd-Frank contains elaborate restrictions on preemption -- for instance, requiring "case by case" evaluation of a the "impact" on national banks of "particular state consumer financial law," supporting the evaluation with "substantial evidence on the record. [read post]
13 Apr 2011, 11:35 am
In recent remarks, he noted that the structure established by Congress in Dodd-Frank suggests that the standard for designation of hedge funds and other non-bank firms should be quite high. [read post]
26 Jun 2017, 6:23 am
The redacted versions of email correspondence between the NWC and the Senate Banking Committee are linked below in addition to the court decisions demonstrating the split in the appellate circuits. [read post]
13 Jun 2012, 12:17 pm
The paper, titled What is the True Impact of the Dodd-Frank Act's Say on Pay Rule, examines recent litigation trends relating to shareholder derivate suits over failed say-on-pay votes. [read post]
31 Oct 2011, 11:06 pm
These were clients that had given the bank "standing instruction" to trade on their behalf. [read post]
24 Mar 2015, 7:00 pm
The Dodd-Frank Wall Street Reform and Consumer Protection Act requires that certain banking organizations with total consolidated assets of $50 billion or more and nonbank financial companies designated by the Financial Stability Oversight Council for supervision by the Federal Reserve periodically submit resolution plans to the Federal Reserve and the FDIC. [read post]
24 Jul 2010, 7:00 am
It will be interesting to see how the Bank of Goldman reacts to this. [read post]
25 Mar 2012, 8:20 pm
There's plenty of argument to be had over the politics of the Dodd-Frank Act and whether the TBTF banks can be allowed to continue to exist at their current size and not endanger the economy. [read post]
25 Mar 2012, 8:20 pm
There's plenty of argument to be had over the politics of the Dodd-Frank Act and whether the TBTF banks can be allowed to continue to exist at their current size and not endanger the economy. [read post]
5 Jan 2021, 2:17 pm
In the new complaint, CSBS also asks the court to declare that the OCC’s preemption regulations (12 C.F.R. 7.4007, 7.4008, 34.4) are invalid because (1) they do not comply with the Dodd-Frank Act’s standard limiting preemption to state consumer financial laws that “prevent or significantly interfere with” the exercise of a national bank’s powers, (2) they were promulgated without the OCC undertaking the case-by-case analysis for preemption… [read post]
12 Nov 2016, 7:42 am
The Republican agenda to roll back Dodd-Frank, if this means unshackling the megabanks from speculating with public and taxpayer funds, will be the first betrayal by the incoming administration of its voter base. [read post]
30 Dec 2010, 4:25 pm
It would have forced the transfer of escrow account money out of a number of banks. [read post]
22 Jul 2011, 3:13 pm
Related Posts: Dodd-Frank By The Numbers: A Volcker Rule Case Study Dodd-Frank By The Numbers: The Volcker Public Comments Dodd-Frank By The Numbers: Screwing Joe The “Plummer” Dodd-Frank By The Numbers: The Volcker Meeting Logs [read post]
29 May 2009, 10:45 pm
Barney Frank (D-Mass.), along with Rep. [read post]
20 Feb 2020, 9:06 am
The CFPB announced that it will hold a symposium on consumer access to financial records and Section 1033 of the Dodd-Frank Act on February 26, 2020. [read post]
