Search for: "Frank v. Securities"
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21 Feb 2019, 4:00 am
Court of Appeal’s ruling in R. v. [read post]
11 Feb 2019, 9:38 am
A couple of weeks ago, a three-judge panel of the United States Circuit Court (for the non-lawyers: the highest Federal courts except for the Supreme Court) decided the case of SEC v Scoville, which in effect held that the SEC has enforcement powers against alleged securities frauds which are primarily extra-territorial. [read post]
11 Feb 2019, 9:38 am
A couple of weeks ago, a three-judge panel of the United States Circuit Court (for the non-lawyers: the highest Federal courts except for the Supreme Court) decided the case of SEC v Scoville, which in effect held that the SEC has enforcement powers against alleged securities frauds which are primarily extra-territorial. [read post]
11 Feb 2019, 5:00 am
Bergmann, Murphy & McGonigle The Tenth Circuit’s decision in SEC v. [read post]
8 Feb 2019, 11:40 am
State v. [read post]
8 Feb 2019, 6:04 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Thursday, February 7, 2019 Tags: Accounting, Accounting standards, Board oversight, Boards of Directors, Compliance and disclosure interpretation, Financial reporting, GAAP, SEC, SEC enforcement, Securities enforcement, Securities regulation Amicus Brief of Law and Finance Professors in Verition Partners v. [read post]
1 Feb 2019, 10:51 am
Securities regulation in virtual space. [read post]
1 Feb 2019, 7:19 am
Digital Realty Trust, the Supreme Court held 9-0 that the Dodd-Frank anti-retaliation provision applies only to whistleblowers who report their concerns to the SEC, not to those who only file internal reports.In Lucia v. [read post]
1 Feb 2019, 6:05 am
Emmerich and Robin Panovka, Wachtell, Lipton, Rosen & Katz, on Wednesday, January 30, 2019 Tags: Antitrust, CFIUS, Cross-border transactions, Disclosure, Distressed companies, International governance, Merger litigation, Mergers & acquisitions, SEC, Securities regulation, Taxation Corporations are People Too (And They Should Act Like It) Posted by Kent Greenfield (Boston College), on Wednesday, January 30, 2019 … [read post]
28 Jan 2019, 2:26 pm
Anderson, a Q&A moderated by Brookings Senior Fellow Frank Rose, and a panel discussion led by Michael O’Hanlon of the Brookings Foreign Policy Program. [read post]
25 Jan 2019, 5:58 am
Katz, and Sabastian V. [read post]
24 Jan 2019, 2:36 pm
For instance, in SEC v. [read post]
17 Jan 2019, 7:10 am
Digital Realty Trust, Inc. v. [read post]
15 Jan 2019, 8:46 am
In some cases, internal limits have been read into the guarantee, making it easier for government to justify the infringement (see, for example, Withler v. [read post]
14 Jan 2019, 8:27 am
Janus, et al. v. [read post]
14 Jan 2019, 5:50 am
Securities and Exchange Commission (Docket No. 17-1077), a case that considers the potential liability for a false statement that is not “made” by a person under the now-familiar standard articulated in the Supreme Court’s 2011 decision in Janus Capital Group, Inc. v. [read post]
7 Jan 2019, 3:45 am
Frank Rose will moderate the discussion. [read post]
4 Jan 2019, 3:33 am
The fact that the SEC took this action should have been no surprise because Section 955 of Dodd-Frank required the SEC to do so. [read post]
19 Dec 2018, 6:01 am
Securities and Exchange Commission (Docket No. 17-1077), a case that considers the potential liability for a false statement that is not “made” by a person under the now-familiar standard articulated in the Supreme Court’s 2011 decision in Janus Capital Group, Inc. v. [read post]
19 Dec 2018, 5:48 am
The Dec. 19 sentencing hearing for disgraced former National Security Advisor Michael Flynn added a new element to the syllabus: bad judging. [read post]
