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14 Dec 2020, 11:09 am
Gary Gensler, for example, aggressively implemented regulations such as the Dodd-Frank Act during his tenure as chairman of the Commodities Futures Trading Commission (“CFTC”)[7]. [read post]
8 Apr 2022, 9:22 am
By Elena Eyber, J.D.The Securities Industry and Financial Markets Association (SIFMA), the Investment Adviser Association (IAA), along with other Associations, sent a joint letter to the SEC Chair Gary Gensler regarding the need for sufficient comment periods, cost benefit analysis and meaningful public input in the regulatory rulemaking process. [read post]
14 Oct 2021, 2:36 pm
On October 5, 2021, Securities and Exchange Commission Chairman Gary Gensler addressed the House Financial Services Committee regarding the agency’s role in regulating the cryptocurrency markets. [read post]
28 Mar 2024, 5:11 am
Jason Howard, J.D.The SEC has voted to modernize a 22-year-old rule by adopting amendments that apply to when investment advisers who provide advisory services exclusively over the internet can register with the SEC.In July 2023, the Commission voted 5-0 to issue the internet advisers proposal and, at that time, SEC Chair Gary Gensler explained that in 2002 the SEC granted a narrow exception allowing internet-based advisers to register with the Commission instead of with the… [read post]
4 May 2013, 7:39 am
As CFTC Chairman Gary Gensler has stated, "Dodd-Frank expands the CFTC's arsenal of enforcement tools. [read post]
10 Aug 2023, 5:37 am
By Anne Sherry, J.D.In a letter to SEC Chair Gary Gensler, House Democrats led by Sean Casten (D-Ill), Juan Vargas (D-Cal), and Kathy Castor (D-Fla) urged the Commission to finalize a rule on climate-related disclosure. [read post]
12 Apr 2022, 9:01 pm
Thank you. [read post]
6 Mar 2024, 9:03 pm
Today [March 6], the Commission is considering whether to adopt final rules to mandate climate risk disclosures by public companies and in public offerings. [read post]
4 Aug 2021, 3:30 am
As this Bloomberg article notes, it has been a parlor game in Washington to try to divine which side of this debate SEC Chair Gary Gensler is on. [read post]
15 Feb 2024, 3:30 am
That message was re-enforced by SEC Chair Gary Gensler in a speech delivered at Yale Law School earlier this week. [read post]
25 Jan 2022, 5:44 am
Posted by Gary Gensler, U.S. [read post]
4 Apr 2022, 9:05 pm
” Gensler added, “In making decisions about disclosure requirements under the federal securities laws – including decisions about today’s climate-related disclosures – I am guided by the concept of materiality. [read post]
2 Oct 2023, 6:13 am
“Given the complexity and growing popularity of RILAs, it is important that investors receive the information they need—in plain English—to make informed investment decisions,” said SEC Chair Gary Gensler. [read post]
13 Sep 2023, 12:10 pm
SEC Chair Gary Gensler has signaled that the SEC is looking at proposing new rules for human capital disclosure.In August 2021, Gensler stated on the X social media site (formerly known as Twitter):“Investors want to better understand one of the most critical assets of a company: its people. [read post]
27 Mar 2023, 5:00 am
The company said that it is confident in the legality of its assets and services, and even welcomes a legal process to bring clarity to its operations.The Coinbase Wells notice backs up Chair Gary Gensler’s public remarks that he wants to develop investor protection around crypto assets. [read post]
15 Feb 2013, 10:15 am
CFTC Chair Gary Gensler noted that the European Union, with the recent enactment of EMIR, and Canada and Japan are completing the erection of derivative regulatory regimes, with these markets, along with the U.S., accounting for around 85-90 percent of worldwide derivatives transactions.Chairman Walter favorably mentioned substitute compliance. [read post]
18 Mar 2022, 7:45 am
Representatives—half Republicans, half Democrats—wrote to SEC Chair Gary Gensler to learn more about the agency’s use of document requests to gather information from cryptocurrency and blockchain firms that are not within its jurisdiction. [read post]
21 Oct 2022, 7:05 am
Nelson, J.D.A group of 10 GOP members on the House Financial Services Committee led by Ranking Member Patrick McHenry (R-NC) sent a letter to SEC Chair Gary Gensler seeking further explanation for the agency’s reopening release issued October 7, 2022, which reopened the comment period on 11 proposed rulemakings in which some public commenters’ comments were not received by the SEC due to a technical error. [read post]
21 Feb 2023, 9:22 am
"OCC is the sole registered clearing agency for exchange listed option contracts in the United States," said Chairman Gary Gensler in a statement released Thursday. [read post]
10 Jan 2024, 9:01 pm
This statement was issued on January 10, 2024, by Gary Gensler, chair of the U.S. [read post]
