Search for: "Gary Gensler"
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4 Apr 2022, 9:01 pm
Thank you. [read post]
4 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Dodd-Frank Act, Form N-PX, Proxy voting, Say on pay, SEC, SEC enforcement Statement by Chair Gensler on Final Amendments to Form N-PX Posted by Gary Gensler, U.S. [read post]
17 Dec 2021, 5:46 am
Securities and Exchange Commission, on Thursday, December 16, 2021 Tags: Capital allocation, Disclosure, Repurchases, SEC, SEC rulemaking, Securities regulation Statement by Chair Gensler on Buybacks Disclosure Proposal Posted by Gary Gensler, U.S. [read post]
22 Jul 2024, 8:02 am
When SEC Chair Gary Gensler expressed concerns last December about the possibility of reporting companies engaging in “AI-washing,” he was referring company disclosures that overstate or mislead investors as to their true AI capabilities or the extent to which the company has incorporated AI into their operations or products. [read post]
28 Jun 2024, 4:15 am
If you tuned into our webcast “Proxy Season Post-Mortem: The Latest Compensation Disclosures” on CompensationStandards.com last week, you would have heard me speculate that when it comes to SEC rulemaking, I have to imagine that SEC Chair Gary Gensler might be singing the Rolling Stones song “(I Cant’t Get No) Satisfaction” these days, because he tries, and he tries, but the rules that the SEC adopts keep getting struck down or challenged in court. [read post]
20 Dec 2021, 12:49 pm
As I noted at the time, earlier this year SEC Chair Gary Gensler spoke publicly about the need for revisions to Rule 10b5-1, the regulatory provision that allows corporate executives, subject to certain requirements, to trade in their holdings of their companies’ securities. [read post]
31 Aug 2023, 5:32 am
By Suzanne CosgroveAttorneys General of 16 states have written SEC Chair Gary Gensler to indicate their reservations about a potential initial public offering by China-backed online fashion and home-goods retailer SHEIN later this year.As a condition of being listed on a U.S. [read post]
9 Dec 2024, 9:01 pm
These remarks were delivered on December 6, 2024, by Gary Gensler, chair of the U.S. [read post]
6 Mar 2023, 7:52 am
In a pre-session statement, SEC Chairman Gary Gensler did not directly address possible changes in customer account rules but highlighted a recently proposed safeguarding rule for investment advisers that would expand the current 2009 custody rule.The SEC’s current custody rule covers a significant amount of crypto assets, Gensler said. [read post]
19 Jul 2019, 5:00 am
Former CFTC Chairman and MIT professor Gary Gensler opined that the Libra Reserve is a pooled investment vehicle that should be regulated by the SEC and that the Libra Association should register as an investment adviser. [read post]
24 Oct 2023, 3:15 am
While it is does not appear that we will see the Commission act on climate disclosure by Halloween, we will get an opportunity to hear from SEC Chair Gary Gensler on the topic later this week. [read post]
16 May 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
20 Jun 2024, 9:01 pm
Last month, the U.S. smoothly shortened the settlement cycle for equities, corporate bonds, and municipal securities to one day after the transaction date (T+1). [read post]
14 Dec 2020, 11:09 am
Gary Gensler, for example, aggressively implemented regulations such as the Dodd-Frank Act during his tenure as chairman of the Commodities Futures Trading Commission (“CFTC”)[7]. [read post]
4 May 2013, 7:39 am
As CFTC Chairman Gary Gensler has stated, "Dodd-Frank expands the CFTC's arsenal of enforcement tools. [read post]
28 Mar 2024, 5:11 am
Jason Howard, J.D.The SEC has voted to modernize a 22-year-old rule by adopting amendments that apply to when investment advisers who provide advisory services exclusively over the internet can register with the SEC.In July 2023, the Commission voted 5-0 to issue the internet advisers proposal and, at that time, SEC Chair Gary Gensler explained that in 2002 the SEC granted a narrow exception allowing internet-based advisers to register with the Commission instead of with the… [read post]
10 Aug 2023, 5:37 am
By Anne Sherry, J.D.In a letter to SEC Chair Gary Gensler, House Democrats led by Sean Casten (D-Ill), Juan Vargas (D-Cal), and Kathy Castor (D-Fla) urged the Commission to finalize a rule on climate-related disclosure. [read post]
14 Oct 2021, 2:36 pm
On October 5, 2021, Securities and Exchange Commission Chairman Gary Gensler addressed the House Financial Services Committee regarding the agency’s role in regulating the cryptocurrency markets. [read post]
8 Apr 2022, 9:22 am
By Elena Eyber, J.D.The Securities Industry and Financial Markets Association (SIFMA), the Investment Adviser Association (IAA), along with other Associations, sent a joint letter to the SEC Chair Gary Gensler regarding the need for sufficient comment periods, cost benefit analysis and meaningful public input in the regulatory rulemaking process. [read post]
6 Mar 2024, 9:03 pm
Today [March 6], the Commission is considering whether to adopt final rules to mandate climate risk disclosures by public companies and in public offerings. [read post]
