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10 May 2021, 2:56 am
A few members have asked whether other NYSE-listed companies are amending their policies in light of this change. [read post]
11 Jan 2012, 2:16 pm
_Sutley@ceq.eop.gov) Gary Guzy, Deputy Director, CEQ (Gary_S. [read post]
31 Jul 2012, 1:20 pm
It shouldn’t come as much surprise that Duke doesn’t want more of Brodhead’s movie criticism to see the public light. [read post]
16 Oct 2013, 4:39 am
He found that Matot’s argument was “unpersuasive in light of” two decisions from the U.S. [read post]
1 Jun 2021, 8:43 am
., demonstrates the potential reach of non-state criminal actors, and sheds light on the not-so-new reality that cybersecurity incidents can have practical “real-world” consequences. [read post]
23 Oct 2013, 3:27 pm
From the mid-1980s through their arrest in 2005, defendants Alberto Vilar and Gary Alan Tanaka worked as investment managers and advisors using a number of domestic and off-shore companies as vehicles for the investments that they managed. [read post]
11 May 2022, 9:01 pm
For instance, in light of Russia’s invasion of Ukraine, many market participants are closely watching the credit default swaps related to Russian companies and sovereign debt. [read post]
23 Jul 2018, 3:06 pm
Gary Elkins got that added to the law. [read post]
2 Apr 2020, 4:14 pm
COMMODITY FUTURES Business Not as Usual: regulators and top attorneys provide guidance on COVID-19 related issues Long-time futures industry attorney Gary DeWaal recently moderated a webinar titled Business Not as Usual: Practical and Regulatory Responses to COVID-19 for the US Financial Services Industry. [read post]
22 Sep 2010, 7:44 am
Gary Gary L. [read post]
8 Mar 2023, 6:14 am
”The letter also criticized current SEC Chair Gary Gensler for, in the drafters’ view, deviating in recent rulemakings from a more principles-based approach to public company disclosures to a more prescriptive approach. [read post]
23 Mar 2018, 12:00 pm
The European Council said there was “no plausible alternative,” in light of the attack. [read post]
16 Mar 2023, 9:57 am
In an apparently related action, the SEC Wednesday also reopened the comment period on proposed rules and amendments related to cybersecurity risk management and cybersecurity-related disclosure for registered investment advisers, registered investment companies and business development companies.The investment adviser rules were proposed by the Commission last year, on February 9, 2022, and the original comment period ended on April 11, 2022.The Commission said the reopened comment period will… [read post]
14 Aug 2023, 4:58 am
Shihara was charged with controlling person violations.In a press release at the time the SEC’s civil charges were announced, SEC Chair Gary Gensler suggested that federal securities laws are reasonably clear and that the main problem with crypto markets is noncompliance. [read post]
3 Sep 2021, 2:33 pm
J.D.SEC Chair Gary Gensler, on September 1, 2021, addressed the European Parliament Committee on Economic and Monetary Affairs about predictive data analytics, digital engagement practices, financial stability, crypto assets, and issuer environment, social, and governance (ESG) disclosures. [read post]
28 Jan 2014, 6:11 pm
PedreiraRevolutions and their Aftermaths: Part One — Argentina’s Perón and Venezuela’s Chávez, Gary H. [read post]
8 Nov 2015, 12:30 am
Provocatively, Gilmore and Sugrue ask whether the greater equalities of the immediate postwar years, when seen in light of the “long” 20th century, seems less like an inevitability and more like an “historical accident. [read post]
31 Mar 2022, 6:39 am
The bulletin, which was praised by Chair Gary Gensler, is intended to assist firms and their professionals with considering reasonably available alternatives and cost, addressing conflicts of interest, and adopting and implementing policies and procedures when making account recommendations.Reg BI vs. [read post]
3 Jun 2016, 5:30 am
” Gary Solis, Military Justice, Civilian Clemency: The Sentences of Marine Corps War Crimes in South Vietnam, 10 Transnational Law and Contemporary Problems 59 (2000). [read post]
21 Jun 2013, 2:10 pm
Largely based upon the affidavit of an economist, Gary L. [read post]
