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26 Apr 2011, 10:00 am by Christa Culver
 Justice Sotomayor appeared particularly concerned with the government’s use of “trust” terminology:  she observed that “all of the statutes relating to these funds use the word trust. [read post]
19 Jul 2019, 5:00 am by eileen peck
This enabled the hedge funds to overstate their performance and generate large profits for the hedge fund managers. [read post]
10 Sep 2009, 7:16 am
., hedge fund Pursuit Partners LLC which claims that UBS, knowing that investment-grade debt securities were about to be downgraded, sold the securities to Pursuit in 2007 as the mortgage market was deteriorating. [read post]
22 Jan 2010, 11:20 am
Candidates must have sound business ethics and substantial experience in representing brokerage firms, investment advisors and/or hedge funds. [read post]
  Already, one claimant reached a $580K settlement over their UBS YES losses, as well as losses involving purportedly unsuitably recommended hedge funds, structured notes, and private equity fund recommendations. [read post]
They sued Axonic Capital, the hedge fund that provided $30M in additional financing to buy the 18-story property. [read post]
11 Jun 2012, 1:59 pm by McNabb Associates, P.C.
Rajaratnam, who ran the now-defunct Galleon Group hedge fund, of orchestrating an extensive insider trading conspiracy last year. [read post]
11 Jun 2012, 1:59 pm by McNabb Associates, P.C.
Rajaratnam, who ran the now-defunct Galleon Group hedge fund, of orchestrating an extensive insider trading conspiracy last year. [read post]
20 Jun 2014, 9:00 am by P. Andrew Torrez
Illustrating the SEC’s get-tough policy, earlier this week, it fined a hedge fund, Paradigm Capital Management, for retaliating against a whistleblower that reported alleged “improper transactions” by the hedge fund to the SEC. [read post]
25 Apr 2011, 8:40 am by Apollo64
Capital Markets Associates - New York, Washington D.C., Los Angeles, Bay Area Derivative Attorneys – New York Global Finance Attorneys – New York, Los Angeles Hedge Fund and Investment Management Attonreys – Chicago, New York Mid-level Patent Litigators – Firms seeking life sciences backgrounds in the Silicon Valley and Seattle right now. [read post]
25 Nov 2024, 4:38 am by Weronika Galka
PRESIDENTIAL TRANSITION AND NEW CONGRESS  After a flurry of announcements, President-elect Trump’s list of Cabinet picks and other senior level positions is now complete, including hedge fund manager Scott Bessent (Treasury Secretary), a key Project 2025 figure Russell T. [read post]
31 Dec 2019, 8:13 am by CFM Admin
Clients, Friends, Associates: As we prepare for a new year, we also reflect on an eventful 2019 year that included developments impacting both traditional hedge fund managers as well as those in the digital asset space. [read post]
9 Oct 2017, 6:09 am by Adam Weinstein
  While news focus on hedge funds that have bought Puerto Rico bonds, only about 25 percent of Puerto Rican debt is held by hedge funds. [read post]
7 Jun 2019, 11:26 am by ccollins
In truth, said the SEC, there was no hedge fund, performance returns were fake, and investors’ funds were not used as Arbab told them they would be. [read post]
9 Jul 2020, 3:54 am by John Jenkins
Public companies sometimes decide that discretion is the better part of valor when it comes to responding to an activist hedge fund’s announcement of a “short thesis. [read post]
20 Oct 2012, 2:37 pm
Many of these entities, which are controlled by private-equity groups, hedge funds, and other investment managers, believe that their investment savvy will allow them to discover profits where traditional insurance companies were unable to do so. [read post]
26 Feb 2013, 12:04 am by Kevin LaCroix
(It should be noted that Goldman is not the only company to have sought restitution of attorneys' fees from a former official convicted of a criminal offense; as discussed here, Morgan Stanley is seeking in a separate proceeding to recover millions it paid to and on behalf of Joseph Skowron, a former hedge fund manager for the company who plead guilty to insider trading.) [read post]