Search for: "INVESTORS DOES 1-10"
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19 Nov 2022, 8:07 am
It does. [read post]
15 Jan 2013, 12:35 pm
"Based on the estimated 15% increase in issuance in 2012 to $630 million, DBRS expects further 10%+ increase in issuance in 2013 amid the continuing popularity of the asset class among certain investors." [read post]
6 Aug 2007, 4:12 pm
As a result, you will be locked into taking equal payments for the next 10 1/2 years. [read post]
25 Jun 2015, 1:17 pm
The SEC specifically noted in its Order that at least 10 of the investors the Ireeco entities solicited were in the U.S. under temporary visas. [read post]
25 Jun 2015, 1:17 pm
The SEC specifically noted in its Order that at least 10 of the investors the Ireeco entities solicited were in the U.S. under temporary visas. [read post]
25 Jun 2015, 1:17 pm
The SEC specifically noted in its Order that at least 10 of the investors the Ireeco entities solicited were in the U.S. under temporary visas. [read post]
5 Dec 2017, 6:56 pm
Whistleblower awards can range from 10 percent to 30 percent of the money collected when the monetary sanctions exceed $1 million. [read post]
6 Apr 2007, 10:10 am
Merrill Lynch, et al.) is: Does liability exist under §10(b) of the Securities Exchange Act of 1934 and Securities and Exchange Commission Rule 10b-5, where an actor knowingly uses or employs deceptive devices and contrivances, as part of a scheme to defraud investors in another public company, but itself makes no affirmative misrepresentations to the market? [read post]
5 Sep 2016, 8:57 am
This market is worth up to €10 trillion in Europe. [read post]
25 Oct 2010, 3:57 am
The influence of the new Investor Advisory Committee is felt on pages 36-38. [read post]
17 May 2010, 5:09 am
Compare the SEC's Rule 262(a)(3), imposing a 5-year look-back, and Rule 262(b)(1), imposing a 10-year look-back, on the convictions specified in those provisions [read post]
22 Oct 2008, 5:36 pm
Ackerman does not fully understand why the SEC rescindedThe core provisions of Rule 10a-1 had remained virtually unchanged since its adoption 70 years ago. [read post]
29 Aug 2011, 7:15 am
” In it he says that very rich people are undertaxed, but he would leave the federal income tax rates of 99.7 percent of taxpayers unchanged and only raise the tax rates of taxpayers who report more than $1 million of taxable income a year; if they report at least $10 million a year they would pay an additional surcharge. [read post]
11 Jul 2013, 5:30 am
If the investor has $1 million, then the investor has $1 million of net worth and meets the accredited investor threshold. [read post]
11 Jul 2013, 5:30 am
If the investor has $1 million, then the investor has $1 million of net worth and meets the accredited investor threshold. [read post]
22 Nov 2021, 6:50 am
Many institutional investor expectations are evolving as broader societal expectations have evolved, said ISS. [read post]
23 Jun 2017, 8:40 am
ISRAELSENFEES DIRECTLY REDUCE PORTFOLIO RETURNS … AND that comes directly out of the pocket of the investor. [read post]
26 Mar 2024, 9:50 pm
” The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
6 Mar 2017, 6:45 am
Fortunately, FINRA does provide for an arbitration forum for investors to resolve such disputes. [read post]
16 Sep 2014, 11:40 am
Glaeser and Andrei Schleifer, The Rise of the Regulatory State[1] Journal of Economic Literature XLI:401-425 (2003). [read post]
