Search for: "In Matter of Clayton"
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26 Sep 2018, 2:39 pm
In a public statement at an SEC open meeting, Chairman Jay Clayton noted that NMS stock ATSs regularly compete with national securities exchanges for order flow of the same securities, yet there is a significant difference in the information that these platforms must share with the public. [read post]
26 Sep 2018, 2:39 pm
In a public statement at an SEC open meeting, Chairman Jay Clayton noted that NMS stock ATSs regularly compete with national securities exchanges for order flow of the same securities, yet there is a significant difference in the information that these platforms must share with the public. [read post]
22 Dec 2008, 1:36 pm
As Richard Clayton points out in a comprehensive post on the technical aspects of the system:To sum up the key technical matters: the IWF chose to filter text pages on Wikipedia rather than just the images they were concerned about; the use of proxies by ISPs broke Wikipedia's security model that prevents vandalism; the previous controversy about the Virgin Killers album cover meant that IWF's URLs were quickly identified; however different capitalisations of URLs, the… [read post]
24 Oct 2017, 3:00 am
Among other items, they will need to describe the auditor’s take on “CAMs”(“critical audit matters”) – matters communicated to the audit committee that relate to material accounts or disclosures and involve complex auditor judgment. [read post]
9 Oct 2023, 6:00 am
United States in 1911, the defendant was increasing output and lowering prices for consumers, making its market share a somewhat unimportant matter. [read post]
18 Nov 2013, 6:49 pm
ComRent hired Clayton Taylor to serve as a vice president of product development. [read post]
11 May 2012, 4:57 am
The current structure of four appellate defense divisions, four appellate government divisions, and four courts of criminal appeals may prove unsustainable both as a fiscal matter and as a practical matter. [read post]
18 Jan 2019, 3:00 am
This situation has produced some very strange bedfellows – check out the signatories to this recent letter to SEC Chair Jay Clayton urging it to grant the no-action relief that J&J’s requested and to reaffirm the SEC’s position that arbitration clauses violate the securities laws. [read post]
29 Apr 2008, 5:50 pm
In Clayton, North Carolina this month, state troopers are still searching for the hit-and-run driver who struck a schoolgirl crossing the street to board her school bus. [read post]
19 Jul 2019, 2:55 am
Some speculate that we’ll see more litigation if Corp Fin does change their role and isn’t as involved – especially on matters that involve tough judgment calls. [read post]
23 May 2007, 4:33 am
Representing Appellee (Plaintiff): Clayton B. [read post]
25 Oct 2008, 8:06 am
To be sure, Supreme Court could not pass favorably on defendant's Clayton motion without evidentiary support demonstrating that he had complied with the terms of the agreement as CPL 210.40 requires the court to articulate on which factors it relies in dismissing an indictment. [read post]
6 Oct 2021, 4:00 am
Regulators should be setting a “floor” for lawyer competence; they should leave to others the matter of raising lawyers’ “ceiling. [read post]
24 Feb 2019, 8:45 am
(Candace Elliot, Listen Money Matters). [read post]
27 May 2010, 5:08 am
One of Singerand#39;s customers, Clayton Smart, is currently facing criminal charges arising from the scheme in Tennessee and in Michigan. [read post]
8 Oct 2008, 12:08 pm
Defense attorneys moved to dismiss the class action for lack of subject matter jurisdiction under the Foreign Trade Antitrust Improvement Act of 1982 (FTAIA), which amended the Sherman Act; plaintiff’s theory was that “defendants could not have raised prices worldwide and maintained their global price-fixing arrangement without fixing the DRAM prices in the United States. [read post]
24 Oct 2019, 2:40 pm
Clearly, Chairman Clayton has adopted a dogmatic yet commonsensical approach to crypto-regulation. [read post]
13 Feb 2024, 9:05 pm
To be sure, these changes can matter, but they are not the kinds of rules most people have in mind when they are assessing rulemaking activity of an agency. [read post]
13 Mar 2017, 4:46 pm
The Securities and Exchange Commission President Trump’s nominee for the Chairmanship of the SEC, Jay Clayton, is a Wall Street lawyer who has made a career representing large financial firms and other corporate clients in financial transactions and regulatory matters. [read post]
7 Feb 2020, 6:00 am
Securities and Exchange Commission, on Saturday, February 1, 2020 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Materiality, Risk, Risk disclosure, SEC, SEC rulemaking, Securities regulation, Sustainability Statement by Chairman Jay Clayton on Proposed Amendments to Modernize and Enhance Financial Disclosures Posted by Jay Clayton, U.S. [read post]
