Search for: "In the Interest of CR" Results 561 - 580 of 2,013
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22 Sep 2019, 4:00 am by Administrator
Every week we present the summary of a decision handed down by a Québec court provided to us by SOQUIJ and considered to be of interest to our readers throughout Canada. [read post]
15 Sep 2019, 4:00 am by Administrator
Every week we present the summary of a decision handed down by a Québec court provided to us by SOQUIJ and considered to be of interest to our readers throughout Canada. [read post]
11 Sep 2019, 8:12 pm by Shea Denning
They should not, however, be granted pursuant to a blanket rule that fails to consider the defendant’s interests. [read post]
10 Sep 2019, 5:14 am by Tom Zagorsky
” Steps the Adviser Can Take to Demonstrate that it is Acting in Client’s Best Interest. [read post]
9 Sep 2019, 9:51 am by Andrew Weber
  It is under the heading of Library of Congress Reports along with the Search CRS Reports link. [read post]
9 Sep 2019, 5:00 am by Janene Marasciullo
”  In addition, the SEC’s new rules require BDs to deliver Form CRS relationship summaries (“Form CRS”) to retail customers. [read post]
9 Sep 2019, 5:00 am by Janene Marasciullo
”  In addition, the SEC’s new rules require BDs to deliver Form CRS relationship summaries (“Form CRS”) to retail customers. [read post]
8 Sep 2019, 8:17 pm
(Pix © Larry Catá Backer 2019)The Coalition for Peace and Ethics BHR Treaty Project is considering Draft of the "Legally Binding Instrument to Regulate, in International Human Rights Law, The Activities Corporations and Other Business Enterprises," released on 16 July 2019 by the open-ended intergovernmental working group (OEIGWG) Chairmanship. [read post]
8 Sep 2019, 4:00 am by Administrator
Every week we present the summary of a decision handed down by a Québec court provided to us by SOQUIJ and considered to be of interest to our readers throughout Canada. [read post]
1 Sep 2019, 4:00 am by Administrator
Every week we present the summary of a decision handed down by a Québec court provided to us by SOQUIJ and considered to be of interest to our readers throughout Canada. [read post]
19 Aug 2019, 9:00 pm by Jamie Markham
After two status hearings, the State entered a dismissal on form AOC-CR-307, checking the “dismissal” box and writing “hung jury, state has elected not to re-try case” on the form. [read post]
18 Aug 2019, 4:00 am by Administrator
Every week we present the summary of a decision handed down by a Québec court provided to us by SOQUIJ and considered to be of interest to our readers throughout Canada. [read post]
13 Aug 2019, 12:07 pm by Tom Zagorsky
The SEC also published draft releases of Reg BI and the Form CRS Relationship Summary (“Form CRS”)(a new disclosure document for advisers and brokers) on that date as well. [read post]
Points of interest include the following: senior manager accountability. [read post]
5 Aug 2019, 4:24 pm by Sabrina I. Pacifici
CRS report via FAS – 3D Printing: Overview, Impacts, and the Federal Role, August 2, 2019: “Three-dimensional (3D) printing, also known as additive manufacturing, is a highly flexible manufacturing process that has been used in product development and production for the past 30 years. [read post]
5 Aug 2019, 1:24 pm by Astarita
Specifically, these actions include new Regulation Best Interest, the new Form CRS Relationship Summary, and two separate interpretations under the Investment Advisers Act of 1940. [read post]