Search for: "Independent Financial Group LLC" Results 561 - 580 of 1,008
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25 May 2017, 11:56 am by Renae Lloyd
Recovery of investment losses in Adageo Energy Group – Drilling Program 2007 LLC Investment Losses Did you lose money investing in Adageo Energy Group – Drilling Program 2007 LLC at the recommendation of  your broker? [read post]
25 May 2017, 10:36 am by Renae Lloyd
An independent oil and natural gas company, LINN Energy LLC (OTCMKTS:LINEQ) acquires and develops oil and natural gas properties in the United States. [read post]
9 May 2017, 7:19 am by John Elwood
(relisted after the April 13, April 21 and April 28 conferences)   DIRECTV Group Holdings, LLC v. [read post]
4 May 2017, 10:58 am by Renae Lloyd
Recovery of Investment losses in Griffin Capital Independence Investors LLC Tenants in Common The White Law Group is investigating potential securities fraud claims on behalf of investors involving TICs (Tenants in Common). [read post]
3 May 2017, 6:30 am by Michael B. Stack
  Do not use this information without independent verification. [read post]
3 May 2017, 12:52 am by Michael H Cohen
appeared first on Michael H Cohen Law Group | Healthcare Lawyer | Life Sciences | FDA & FTC Law. [read post]
7 Apr 2017, 6:00 am
Dellaert, Erasmus University Rotterdam, on Wednesday, April 5, 2017 Tags: Algorithmic trading, Banks, Broker-dealers, Consumer protection, Financial advisers, Financial regulation, Financial technology, FINRA, Insurance, Investor protection, Systemic risk How Directors Can Use Sustainability to Drive Value Posted by Steven B. [read post]
31 Mar 2017, 6:03 am
Welch, George Washington University, on Sunday, March 26, 2017 Tags: Agency costs, Agency model, Board composition, Board independence, Boards of Directors, Director qualifications, Firm performance, Form 8-K, Management, Market reaction, Shareholder value Did Say-on-Pay Reduce or “Compress” CEO Pay? [read post]
29 Mar 2017, 5:09 am by SHG
As it turned out, the tax-motivated sale of my business was a financial mistake. [read post]
13 Mar 2017, 1:20 pm by Barbara S. Mishkin
” Amicus briefs in support of PHH were filed on Friday by: The Chamber of Commerce of the United States of America American Bankers Association, American Financial Services Association, Consumer Bankers Association, Mortgage Bankers Association, Housing Policy Council of the Financial Services Roundtable, Real Estate Services Providers Council and seven other trade groups ACA International The Cato Institute RD Legal Partners, LP, RD Legal Funding,… [read post]
8 Mar 2017, 11:49 am by Renae Lloyd
According to BrokerCheck, Talebi then worked for Independent Financial Group, LLC, of Sherman Oaks, CA. [read post]
17 Feb 2017, 1:28 pm by Cathy Holmes
  EB-5 investors may exercise these rights either individually or as a group. [read post]
17 Feb 2017, 1:28 pm by Catherine DeBono Holmes
  EB-5 investors may exercise these rights either individually or as a group. [read post]
25 Jan 2017, 6:08 am by Adam Weinstein
  From January 2005 through April 2010, Egan was registered with AFA Financial Group, LLC. [read post]
20 Jan 2017, 6:13 am
Bachelder, McCarter & English LLP, on Friday, January 13, 2017 Tags: Boards of Directors, Compensation committees, Compensation disclosure, Executive Compensation, Incentives, No-action letters, Pay for performance, Rule 14a-8, Say on pay, SEC, Securities regulation, Shareholder activism, Shareholder proposals, Shareholder voting SEC Guidance on “New GAAP” Transition Disclosures and Non-GAAP Measures Posted by Ellen Odoner, Weil, Gotshal & Manges LLP, on Saturday, January 14,… [read post]
10 Jan 2017, 6:30 am by Michael B. Stack
  Do not use this information without independent verification. [read post]
2 Jan 2017, 12:04 am by Jon Gelman
(California) Insurance Company Agent Misappropriated $7.3 Million and Unable to Pay Workers’ Compensation Claims for California Indian Tribe (8/19/16) The operator of Management Resources Group California LLC, Gregory J. [read post]
31 Dec 2016, 12:36 pm by Kelly Phillips Erb
Entrepreneur. (37) @SportsTaxMan – Robert Raiola, CPA – Director of Sports & Entertainment Group at PKF O’Connor Davies, LLP -Co-author of AICPA book, Winning Tax Strategies & Planning for Athletes & Entertainers (38) @SylviaDionCPA – Sylvia F. [read post]
30 Dec 2016, 6:09 am
Sinkular and Julia Kennedy, Pay Governance LLC, on Thursday, December 29, 2016 Tags: Boards of Directors, Disclosure, Equity-based compensation, Executive Compensation, Firm performance, Incentives, Pay for performance, Payouts, Performance measures, Proxy disclosure, Shareholder value [read post]