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23 May 2012, 3:42 pm
Group health plans and health insurers subject to the mental health parity requirements of the Paul Wellstone and Pete Domenici Mental Health Parity and Addiction Equity Act of 2008 (MHPAEA) have extra guidance about the effect of these requirements on utilization management and copayment requirements. [read post]
5 Apr 2023, 5:53 pm
The company, which has offices in the United States, Europe, the U.K., Asia, and Latin America, will combine management teams and invest in unified global products based on the complementary strengths of both firms. [read post]
House of Commons publishes letter from UKSIF on greenwashing: sustainability disclosure requirements
19 Apr 2023, 8:46 am
Furthermore, given the good progress made by the Disclosures and Labels Advisory Group (DLAG) and the FCA through its close collaboration, the UKSIF says that it would like to see active consideration from the regulator to continuing to convene the DLAG on an ongoing basis, specifically beyond the finalising of the SDR measures later this year. [read post]
6 Dec 2016, 7:00 am
Peter Fuhrman, the chairman and CEO of China First Capital, a Shenzhen-based investment banking and advisory firm, said: “It’s about buying companies that, once they have Chinese owners, can start making really big money selling products in China”. [read post]
15 Apr 2022, 6:46 am
Scott Silver, Silver Law Group’s managing partner, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice. [read post]
26 Aug 2018, 7:59 pm
Meantime, the defendants, BlackRock Investment Management LLC, BlackRock Advisors LLC, and BlackRock International Ltd. maintain that there was just cause for the fees, which they claim are lower than the industry’s’ median fees for such services, including the services of securities valuation, portfolio management, record keeping, and others. [read post]
SEC Publishes Final Rule that Expands the Definition of ‘Accredited Investor’ for Private Placements
27 Aug 2020, 3:17 pm
James Please follow us on Twitter @CosLawGroup, on LinkedIn at Cosgrove Law Group, LLC, and on Facebook at Cosgrove Law Group, LLC. [read post]
1 Mar 2016, 7:19 am
-based private fund manager with defrauding investors in a Ponzi scheme that ensued after he squandered their money on bad investments and personal expenses. [read post]
9 Sep 2014, 7:38 am
The below is part II of guest posting by Ben Shobert and Damjan DeNoble, partners at Rubicon Strategy Group, LLC, a strategy advisory firm for healthcare companies going into China and Southeast Asia and the co-authors of HealthIntelAsia.com, a website dedicated to Asia and China healthcare business strategy. [read post]
10 Dec 2014, 6:27 am
We get a lot of questions from funds and lenders on this topic as such investments involve very specific regulatory and business risks. [read post]
6 Jan 2022, 5:00 am
Unfairly favors management. [read post]
10 Mar 2021, 11:53 am
If you are concerned about investments with Bradley Goodbred and LPL Financial, the securities attorneys at The White Law Group may be able to help you. [read post]
10 Mar 2021, 11:53 am
If you are concerned about investments with Bradley Goodbred and LPL Financial, the securities attorneys at The White Law Group may be able to help you. [read post]
29 Aug 2023, 7:37 am
“The CFTC is a market regulator like the SEC,” she told the group. [read post]
22 Jan 2016, 5:00 am
This past September, the SEC charged a Philadelphia-based investment advisory firm with retaining exchange fees arising from restructuring transactions of collateralized debt obligations (“CDOs”). [read post]
29 Feb 2016, 10:23 am
’” He is currently employed at CRT Capital Group LLC. [read post]
26 Oct 2023, 7:00 am
Please visit our Investment Adviser Practice Group page for more information. [read post]
23 Jun 2017, 10:05 am
If you have questions about investments you made with Raymond James & Associates, Inc., the securities attorneys of The White Law Group may be able to help. [read post]
23 Jun 2017, 10:05 am
If you have questions about investments you made with Raymond James & Associates, Inc., the securities attorneys of The White Law Group may be able to help. [read post]
29 Jan 2018, 8:26 am
Tao and suffered losses, The White Law Group may be able to help you by filing a FINRA arbitration claim against the brokerage firm that sold you the investment. [read post]
