Search for: "J.P."
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5 Aug 2019, 12:04 pm
Two years ago, FINRA fined J.P. [read post]
17 Jul 2019, 9:06 am
As an example of a case where the “stay-at-home” parent didn’t receive primary physical custody after the divorce, there’s the case of A.P. and J.P., who began divorce proceedings in 2017. [read post]
9 Jul 2019, 6:00 am
The Start The term “impact investing” was first coined in 2007 by The Rockefeller Foundation and is often described as “investments intended to create positive impact beyond financial returns”, as defined in a research note published by J.P. [read post]
8 Jul 2019, 4:00 am
The decision is posted on the Internet at:http://www.nycourts.gov/reporter/3dseries/2019/2019_05368.htmMatter of City of Plattsburgh (Plattsburgh Permanent Firemen's Assn.)2019 NY Slip Op 05367Decided on July 3, 2019Appellate Division, Third DepartmentPublished by New York State Law Reporting Bureau pursuant to Judiciary Law § 431.This opinion is uncorrected and subject to revision before publication in the Official Reports.Decided and Entered: July… [read post]
1 Jul 2019, 12:40 pm
Primerica Financial Services LaMarca, Charles Benjamin & Jerold Brokerage I, LLC Meridian Equity Partners, Inc Laveck, David MML Investors Services, LLC MSI Financial Services, Inc Won Lee, Kevin J.P. [read post]
25 Jun 2019, 7:26 am
After J.P. [read post]
10 Jun 2019, 6:57 am
From March 2011 until June 2015 Hawkins was registered with J.P. [read post]
27 May 2019, 8:05 am
Other firms, including Merrill Lynch, Morgan Stanley, J.P. [read post]
25 May 2019, 2:48 pm
J.P. [read post]
22 May 2019, 10:17 am
According to BrokerCheck records financial advisor Xavier Patino (Patino), currently employed by Newbridge Securities Corporation (Newbridge Securities) and formerly with J.P. [read post]
17 May 2019, 7:19 am
(CRD#:2543), also of New York, J.P. [read post]
16 May 2019, 1:55 pm
His previous employers include J.P. [read post]
10 May 2019, 5:08 am
Case In PointIn a FINRA Arbitration Statement of Claim filed in May 2018, associated person Rose Mascarenhas asserted defamation allegedly arising from FINRA member firm Respondent J.P. [read post]
2 May 2019, 2:06 pm
Aderton has brought or supervised enforcement actions that addressed a wide range of misconduct and investor harm across the asset management industry, including the SEC’s actions against:Two J.P. [read post]
29 Apr 2019, 7:48 am
According to a public document on FINRA’s website, Burtaw’s former clients allegedly filed FINRA claim #17-01412 against Burtraw and J.P. [read post]
24 Apr 2019, 8:06 am
In December of last year, it was reported that Unison had begun working with J.P. [read post]
22 Apr 2019, 6:00 am
Should J.P. [read post]
8 Apr 2019, 1:10 pm
J.P. [read post]
28 Mar 2019, 9:43 pm
The law firm’s press release states that its client provided a whistleblowing tip to the SEC that led to the agency’s enforcement action against J.P. [read post]
6 Mar 2019, 1:49 pm
As an example of the difference a skilled attorney’s presence – or absence – can make, there’s the case of J.P. and P.D. [read post]
