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25 Apr 2019, 12:02 pm
According to FINRA Disciplinary actions for April 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Austin, Phillip JP Morgan Securities Chase Investment Services Bishop, Tywan Charles Schwab & Co E Trade Securities Delaney,… [read post]
25 Apr 2019, 11:59 am
Edwards & Sons, Inc Torres, John JP Morgan Securities Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
22 Apr 2019, 4:55 am
Texas muni judges and JPs issue millions of such warrants annually and they never expire.Austin PD's experience tells us that Class-C arrests can be radically reduced without harming public safety. [read post]
19 Apr 2019, 4:53 pm
Specifically, the company has started partnering with JP Morgan Chase and Berkshire Hathaway to create a more streamlined and efficient method of providing health care to the company’s over 12 million employees. [read post]
19 Apr 2019, 5:39 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrera, Cynthia Morgan Stanley Smith Barney Merrill Lynch, Pierce, Fenner & Smith Beyn, Edward Rothchild Lieberman LLC Craig Scott Capital Blanchard, Keith Waddell & Reed Block, Gabriel … [read post]
19 Apr 2019, 5:33 am
According to FINRA Disciplinary actions for March 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities Austin, Aaron LPL Financial LLC M & T Securities, Inc Conner, Youn Das, Anukul NYLife… [read post]
18 Apr 2019, 7:31 pm
Attorney JP Sarmiento accompanied our clients as well. [read post]
15 Apr 2019, 7:09 am
The sum total of the fraudulent checks was $185,421.94 Ostojic deposited each check at either US Bank or JP Morgan Chase. [read post]
12 Apr 2019, 8:28 am
Morgan Stanley Delaney, Glen Newbridge Securities Corp Craig Scott Capital, LLC Flaningan, Joel NYLife Securities LLC Synergy Investment Services, LLC Hovermale, Jeffrey Sovereign Legacy Securities, Inc Family Income Planning, Inc Marnelego, Christopher First Standard Financial Company LLC Merriman Capital, Inc Ness, Valerie O’Neal, Tristan Northwestern Mutual Investment Services,… [read post]
12 Apr 2019, 8:25 am
Insurance Agency Peter Gomez NYLife Securities LLC New York Life Insurance Co Harris, Dionna Vanguard Marketing Corporation Henry, Omar Cetera Advisors LLC JP Morgan Securities LLC King, Erin Wells Fargo Clearing Services, LLC Wells Fargo Bank Lin, Linda Lossing, Christopher LPL Financial LLC Edward Jones McNeill, Randolph Buckman, Buckman & Reid, Inc Garden… [read post]
12 Apr 2019, 8:22 am
According to FINRA Disciplinary actions for February 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Grossman, Robert David Lerner Associates, Inc National Planning Corporation Jacobowitz, Oded Securities America, Inc JP Morgan Securities LLC James, Garland Garden State Securities, Inc Global… [read post]
11 Apr 2019, 10:34 am
LIBOR Transition: Implications for the Corporate Bond and Municipal Securities MarketsTom Deas, National Association of Corporate TreasurersEd Fitzpatrick, JP Morgan Asset ManagementDavid Knutson, SchrodersPat McCoy, Metropolitan Transportation AuthorityJulian Potenza, Fidelity Management & Research Co.Tom Wipf, Morgan Stanley3:30 p.m. [read post]
Illinois District Court Stays Conditional Certification Order Pending Appeal on Arbitrability Issues
10 Apr 2019, 10:38 am
The Fifth Circuit, in JP Morgan Chase & Co., 916 F.3d 494, 504 (5th Cir. 2019), has similarly held that a court cannot send notice to claimants who signed arbitration agreements. [read post]
3 Apr 2019, 2:33 am
Any authorisation is likely to need judicial approval (from a JP), and it needs to be in place BEFORE you start snooping (see 4.42)... [read post]
1 Apr 2019, 2:47 pm
Allegedly, JP Morgan steered clients towards its own mutual funds and hedge funds, without providing the proper disclosures. [read post]
30 Mar 2019, 8:48 pm
• The "new" § 101 landscape in the PTO and District Courts • Obviousness-type double patenting • Printed publication standards at the PTAB • FTO and avoiding future infringement • Prolonging patent lifecycles in US, EP, and JP • Revisiting the Doctrine of Equivalence • Antibody patent review: global perspectives • Applying the written... [read post]
30 Mar 2019, 8:46 am
**New arrest warrants and/or capias-pro fines issued by JPs and Municipal Judges in Texas in 2018 for Class C misdemeanors: 2,141,656. [read post]
28 Mar 2019, 9:43 pm
Morgan Securities LLC (JPMS) and JP Morgan Chase Bank N.A. [read post]
24 Mar 2019, 5:00 pm
Ethan Kilbourne is a now 18-year-old young man residing in Acworth, Georgia with his mother, Maria, and 14-year-old sister, Carmela. [read post]
24 Mar 2019, 7:22 am
I've had this post on my 'to do list' for some time, but have finally been nudged into action by coverage this week of some research on the topic in the Times : Social workers ‘spying’ on families through Facebook (sorry, paywall). [read post]
