Search for: "Merrill Lynch Corporation"
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21 Dec 2008, 4:57 pm
Also, Bank of America buys legal services very differently than did Merrill Lynch. [read post]
23 Apr 2010, 7:38 am
It turns out Quinn Emanuel, representing a Dutch bank, alleged almost a year ago that Merrill Lynch did something similar in creating an investment fund nicknamed Norma. [read post]
7 Feb 2008, 6:05 am
"[19] That understanding drastically changed with the combination of an aggressive AG by the name of Elliot Spitzer and the high profile corporate financial frauds that began in late 2001 and early 2002.[20] Mr. [read post]
26 Mar 2012, 8:21 am
In the instant case, the trial court found that the settlement agreement was in the best interest of the beneficiaries and that Paragraph 2 was being modified to allow Merrill Lynch to act as a custodian, as opposed to a trustee, because the “purpose of having a corporate trustee is no longer served because the Trust is substantially administered. [read post]
22 Oct 2009, 1:42 am
Documents in Bank of America Probe Apparently Show CEO Misled Federal Officials
Corporate Counsel
New documents in the Bank of America Corp. investigation show that chief executive Ken Lewis apparently misled federal officials when he asked them to cough up $20 billion and other financial incentives to keep him from canceling the bank's merger with Merrill Lynch & Co. [read post]
18 Jun 2010, 10:26 am
” Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
11 May 2011, 11:30 pm
Then, adding insult to injury, the man paid money for Merrill Lynch, too. [read post]
25 Feb 2014, 6:12 am
The largest known investments combined to a total of $10 billion USD in Citigroup (MarketWatch) and Merrill Lynch (Bloomberg). [read post]
14 Oct 2009, 1:42 am
SEC Broadens Inquiry Into Bank of America's Merger With Merrill
Corporate Counsel
The Securities and Exchange Commission is broadening its inquiry into the merger of Bank of America and Merrill Lynch. [read post]
13 Sep 2008, 10:24 pm
Morgan's main competitors - including Citigroup, UBS, and Merrill Lynch - ignored the danger signs and piled into those products in a feeding frenzy. [read post]
8 Apr 2009, 2:38 am
The bonuses paid to Merrill Lynch employees at year end just prior to the consummation of the company’s merger with Bank of America also features prominently in the shareholders’ litigation filed against Bank of America earlier this year, following the revelation of Merrill’s massive and previously unreported losses. [read post]
3 Sep 2020, 8:21 am
Wells Fargo Clearing Services, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Scott McVicker Market Wise Securities, inc. [read post]
18 Sep 2008, 11:00 am
FACT: Merrill Lynch, which had been a top issuer of subprime investment vehicles, abruptly sold itself to Bank of America after suffering $45 billion in write-downs, more than double its profit for two years. [read post]
17 Oct 2008, 3:35 pm
• Both Citigroup and Merrill Lynch reported substantial losses as a result of the ongoing credit crisis. [read post]
7 May 2009, 2:17 pm
As for a government-backed Godzilla such as Bank of America Corp., which kept investors in the dark about most of the losses at Merrill Lynch & Co. last year until after its purchase was completed, it's an open question if the SEC would dare lift a finger. [read post]
20 Dec 2010, 3:02 pm
Then again, taxpayers did fund Bank of America’s purchase of Merrill Lynch— what does this mean for exercising freedom of speech, or for that matter getting entangled in possible espionage charges? [read post]
31 Jul 2017, 10:25 am
Merrill Lynch, Pierce, Fenner & Smith, 259 F.3d 154, 164 (3d Cir. 2001) (class certification “places inordinate or hydraulic pressure on defendants to settle”); In re Rhone-Poulenc Rorer, Inc., 51 F.3d 293, 299 (7th Cir. 1995) (class certification may require defendants to “stake their companies on the outcome of a single jury trial”). [read post]
30 Apr 2011, 3:53 pm
These agreements were concluded at the time of the sale, by the dealers, of a company called The Clearing Corporation to ICE. [read post]
28 Jan 2012, 9:59 pm
First Resource and Stern allegedly hired telemarketers to make fraudulent solicitations to brokers to buy Cytta Corporation and TrinityCare Senior Living Inc. stocks. [read post]
4 Aug 2023, 7:34 am
According to FINRA Disciplinary actions for July 2023, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Michael Borning Pruco Securities, LLC Wells Fargo Clearing Services, LLC Conway Donaldson Morgan Stanley Smith Barney Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridget Fernandez UBS… [read post]
