Search for: "Merrill Lynch Corporation"
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1 Apr 2009, 7:38 am
Bear Stearns, Lehman and Merrill Lynch not only still existed, they were venerable names on Wall Street. [read post]
31 Mar 2009, 2:21 pm
Merrill Lynch vigorously contested the case. [read post]
24 Mar 2009, 1:14 pm
According to the article, Hyatt, Cigna, General Electric, Motorola, Merrill Lynch and Yahoo! [read post]
23 Mar 2009, 5:07 am
Merrill Lynch & Co., Inc., 396 F.3d 161, 173 (2d Cir. 2005) (loss can be caused by “materialization of the concealed risk”), any theory of loss causation would still have to identify when the materialization occurred and link it to a corresponding loss. [read post]
20 Mar 2009, 1:00 pm
Here are a few stories and items that caught my eye, but I have not had time to build-out to a full post: Reminder to Review Insider Trading Compliance by Melissa Klein Aguilar for Compliance Week The SEC settled an administrative proceeding this month involving Merrill Lynch based on the firm's failure to have adequate procedures regarding its "squawk box" to prevent day traders from overhearing and using material non-public information regarding unexecuted… [read post]
19 Mar 2009, 1:57 am
Cuomo called the decision a "victory for taxpayers" that would "lift the shroud of secrecy surrounding the $3.6 billion in premature bonuses Merrill Lynch rushed out in early December. [read post]
11 Mar 2009, 8:26 am
Merrill Lynch Asset Management. [read post]
9 Mar 2009, 12:00 pm
Hayward, Chief Operating Officer, Global Equities Bank of America, Merrill Lynch & Co.James B. [read post]
7 Mar 2009, 11:35 pm
The first was a potential claim for compensation due to an alleged contravention of the managed investment provisions of the Corporations Act (the Act) by Opes Prime and alleged involvement in the contravention by ANZ and Merrill Lynch. [read post]
6 Mar 2009, 5:26 am
(which is not a party to the litigation), a Texas-based corporation, purchased auction rate preferred stock ("ARPS") from Merrill Lynch and resold the ARPS to investors. [read post]
2 Mar 2009, 7:45 am
On February 17, 2009, the US District Court for the Southern District of New York dismissed, without prejudice, a shareholder derivative action pending against Merrill Lynch's directors and officers alleging breach of fiduciary and waste of corporate assets in connection with Merrill Lynch's exposure to subprime debt. [read post]
27 Feb 2009, 8:00 am
Thus, the blind eye turned by the NYSE to the impact of directors' fees and whether they result in a "material relationship" (note the language in the 2007 Merrill Lynch Proxy Statement) would potentially no longer apply. [read post]
24 Feb 2009, 12:10 am
Former Merrill Lynch CEO Ordered to Testify About Billions in Bonuses
The Associated Press
A New York judge has ordered former Merrill Lynch CEO John Thain to testify about $3.6 billion in bonuses paid to Merrill employees before the company was sold to Bank of America. [read post]
23 Feb 2009, 8:21 am
While agreeing that the new pay limits were "probably not as well-targeted as they should have been," he said Congress was trying to respond to the public outcry over the bonuses paid by Merrill Lynch and other taxpayer-supported firms. [read post]
23 Feb 2009, 12:53 am
Even after Merrill Lynch’s recent $550 million settlement of the subprime-related securities and ERISA lawsuits pending against the company (about which refer here), the consolidated subprime-related derivative lawsuit against the company’s directors and officers remained pending. [read post]
18 Feb 2009, 1:27 pm
., a registered broker-dealer, commenced an arbitration proceeding against Merrill Lynch to recover $140 million paid for auction rate securities sold to it by Merrill, according to a February 10, 2009 article by Mary Alice Robbins in LAW.COM. [read post]
16 Feb 2009, 8:10 am
Trust for Certificate Holders of Merrill Lynch Investors Inc. [read post]
15 Feb 2009, 5:23 am
• New York Attorney General Andrew Cuomo has accused Merrill Lynch executives of acting irresponsibly in awarding employees $3.6 billion in bonuses at a time when the firm was receiving bailout funds from the federal government. [read post]
12 Feb 2009, 1:58 pm
And in New York, Attorney General Andrew Cuomo laid out further details about $3.6 billion in bonuses Merrill Lynch & Co. executives received, calling the investment bank's executives irresponsible. [read post]
11 Feb 2009, 3:00 pm
We would like to thank the following corporations for their support (in formation): Corporate Benefactors Paul, Weiss, Rifkind, Wharton & Garrison LLPRose Associates, Inc.Skadden, Arps, Slate, Meagher & Flom LLPWachtell, Lipton, Rosen & Katz Corporate ChampionLinklaters LLPCorporate Patrons Merrill Lynch & Co., Inc.Shearman & Sterling LLPSullivan &… [read post]
