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15 Mar 2011, 5:16 pm by Bruce Ackerman
Bosia, Political Science, Saint Michael's CollegeBret Boyce, University of Detroit Mercy School of LawRebecca M. [read post]
1 Mar 2011, 5:45 am by Dan Filler
William Funk consulting on search) (finalists are Craig Boise, Lee Fisher, Susan Richey and Neils B. [read post]
17 Feb 2011, 8:26 am by WSLL
Campbell, JudgeRepresenting Appellants (Plaintiffs): Daniel B. [read post]
11 Feb 2011, 11:51 am by Michael Markarian
Prop B was favored in 18 of 34 Senate districts, and 88 of 163 House districts. [read post]
1 Feb 2011, 6:22 pm by David Lat
E.g., instead of having A+, A, A-, B+, etc., a school might just have Honors, Pass, and Low Pass (with Low Pass given very sparingly).But does this brand of “reform” help students either? [read post]
24 Jan 2011, 1:00 pm by Lucas A. Ferrara, Esq.
Pierre, Dewey & LeBoeuf LLPWilliam Stein, Dattner ArchitectsJoseph Gontownik, Stonepost Properties, Inc.Abe Naparstek, Forest City Residential GroupEdward Zamiskie, Haley & Aldrich, Inc.Enzennio Mallozzi, Colliers InternationalRobert Yaffa, Grubb & EllisJeffrey Mitzner, First American TitleThomas Wiggin, Thomas Funding GroupDavid Cvijic, Millennium PartnersZarko Cvijic, Space ManagementStephen Nuckel, White Birch Builders, Inc.Rick Lyon, Capital One BankBill McCahill, Capital One… [read post]
18 Jan 2011, 8:15 pm by Frank Pasquale
Galbraith, Dean Baker, or Michael Hudson, discussed on major blogs. [read post]
11 Jan 2011, 10:27 am
The rule explains that “essential facts” are “those required to (a) effectively service the customer’s account, (b) act in accordance with any special handling instructions for the account, (c) understand the authority of each person acting on behalf of the customer, and (d) comply with applicable laws, regulations, and rules. [read post]
11 Jan 2011, 10:27 am
These guiding principles, together with numerous litigated decisions and the facts and circumstances of any particular case, inform the determination of whether the communication is a recommendation for purposes of FINRAandrsquo;s suitability rule. andnbsp; See Michael Frederick Siegel, Securities Exchange Act Release No. 58737, 2008 SEC LEXIS 2459, at *21 (October 6, 2008) (explaining that whether a communication andldquo;constitutes a recommendation is a andlsquo;facts and circumstances… [read post]