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26 Dec 2017, 5:59 am
Those Four Pillars appear at first blush to deal strictly with the allocation of U.S. hard power: (1) Self-protection (NSS, pp. 7-14); (2) Trade and prosperity (pp. 17-23); (3) Peace through strength (pp. 25-35); (4) Advancing American influence (pp. 37-42). [read post]
21 Dec 2017, 12:08 pm by Adam Weinstein
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Michael McTigue (McTigue), in August 2017, was terminated by his employer ProEquities after the firm alleged that during a recent branch inspection of the firm discovered issues relating to (1) use of unapproved email address; (2) use of unapproved performance report; (3) customer signature discrepancies on firm paperwork; (4) frequent trading of mutual fund A shares; (5) breakpoint… [read post]
1 Dec 2017, 2:55 pm by Jeff Kern and Kate Ross*
Id. at 2. [7] Urska Velikonja, Behind the Annual SEC Enforcement Report: 2017 and Beyond 1 (November 19, 2017), available here. [8] Id. at 2, 4-6. [9] Id. at 5, n. 6. [10] See id. at 5, n. 7. [11] See id. at 4. [12] S.E.C. [read post]
29 Nov 2017, 4:23 pm by Jeff Kern and Kate Ross*
Id. at 2. [7] Urska Velikonja, Behind the Annual SEC Enforcement Report: 2017 and Beyond 1 (November 19, 2017), available here. [8] Id. at 2, 4-6. [9] Id. at 5, n. 6. [10] See id. at 5, n. 7. [11] See id. at 4. [12] S.E.C. [read post]
14 Nov 2017, 3:27 am by Kevin LaCroix
These exchanges, such as Coinbase and Bitfinex, allow people to buy, sell, and transfer funds across cryptocurrencies and central bank-backed currencies, such as dollars and euros. [read post]
10 Nov 2017, 6:22 am
Wilcox, Morrow Sodali, on Monday, November 6, 2017 Tags: BlackRock, Board composition, Boards of Directors, Disclosure, Engagement, ESG, Index funds, Institutional Investors, Long-Term value, Mutual funds Impediments to Books and Records Demands Posted by Christopher B. [read post]
6 Nov 2017, 1:44 pm by Kenneth Vercammen Esq. Edison
The parties shall contribute funds to this checking account as they from time to time may agree in light of the available resources and income of each party.The funds in this checking account, and property purchased using these funds, shall be the joint property of the parties. [read post]
6 Nov 2017, 1:43 pm by Kenneth Vercammen Esq. Edison
Both persons have chosen to share each others lives in a committed relationship of mutual caring;7. [read post]
25 Oct 2017, 5:25 am by Renae Lloyd
Compared to traditional investments, such as stocks, bonds and mutual funds, REITs are significantly more complex. [read post]
22 Oct 2017, 7:00 am by Robin Simcox
Yes, vehicular attacks constitute only a small fraction (7 percent) of the known terrorist plots Europe has faced since January 2014. [read post]
20 Oct 2017, 10:43 am by Renae Lloyd
The REIT structure was designed to provide a real estate investment structure similar to the structure mutual funds provide for investment in stocks. [read post]
12 Oct 2017, 4:29 am by Andrew Lavoott Bluestone
The three-year limitations period accrues “when the malpractice is committed, not when the client discovers it” (Williamson v Price WaterhouseCoopers LLP, 9 NY3d 1, 7-8 [2007]). [read post]
3 Oct 2017, 4:00 am by Ken Chasse
The entire medical services infrastructure is made up of mutually interdependent support services, like a honeycomb of interrelated cells. [read post]
16 Sep 2017, 10:26 am by Wolfgang Demino
No witnesses were called, but the Trust offered into evidence the business-records affidavit of Kayla Chandler, who was a legal case manager for the Trust's loan servicer.[7] The affidavit attempted to authenticate thirty-six pages of records ostensibly related to the Gillespies' loan. [read post]
15 Sep 2017, 5:57 pm
In one recent case: An American mutual fund manager said in an SEC filing today that it sold all shares it held in Petrofac because of an ongoing corruption investigation by the UK's Serious Fraud Office. [read post]