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13 Feb 2008, 4:51 am
The American Capital Agency has filed with regulators for an initial public offering in hopes of raising as much as $400 million on the Nasdaq stock market. [read post]
1 Dec 2008, 5:05 am
Feds indict six on charges of scheme to siphon $40 million from Cendant, Bank of America and NASDAQ class action settlements through filing of false claims [Alibaba, Karlsgodt] Sovereign immunity? [read post]
12 Mar 2011, 1:38 pm
Last month, I wrote a piece on China MediaExpress Holdings (NASDAQ: CCME) and the allegations of fraud by researchers at Citron Research and Muddy Waters. [read post]
18 Aug 2021, 3:23 pm
In addition to suing over the NASDAQ board diversity listing standard, the Alliance for Fair Board Recruitment is also the lead plaintiff in a suit challenging the California board of director racial... [[ This is a content summary only. [read post]
19 Dec 2014, 4:30 am
(NASDAQ: CSCO), of San Jose, CA, is a dominant force in the market of developing and commercializing computer networking solutions for many types of organizations. [read post]
5 Oct 2020, 8:22 am
In the last three months alone, at least 14 Canadian issuers that are listed on a NYSE or Nasdaq exchange have filed with the SEC for at-the-market (ATM)... [read post]
6 Dec 2007, 9:01 pm
(Nasdaq: FINL) reported consolidated net sales from continuing operations of $268.7 million for the thirteen weeks ended December 1, 2007 ("3rd quarter" or "Q3"), a... [read post]
1 Apr 2016, 7:27 am
According to reports, the NASDAQ Stock Market LLC (“NASDAQ”) has notified UDF IV that it is not in compliance with NASDAQ Listing Rule 5250(c)(1). [read post]
17 Oct 2013, 4:28 am
Here's a WSJ op-ed from Nasdaq describing the petition. [read post]
16 Nov 2011, 4:19 pm
Thinking of listing your company on Nasdaq or the NYSE through a reverse merger? [read post]
17 Mar 2011, 5:04 pm
Sumichrast, a former brokerage executive whose publicly traded firm, Global Capital Securities Corp., was delisted by Nasdaq because of its ties to people with serious criminal or regulator histories. [read post]
11 Jun 2023, 9:10 pm
Liz blogged last week that the NYSE and Nasdaq proposed amendments to their listing standards to implement the Dodd-Frank clawback rules. [read post]
8 Aug 2021, 10:58 am
On August 6, 2021, the SEC, in a vote split along party lines, approved the proposed Nasdaq guidelines, making the guidelines applicable to most of the nearly 3,000 Nasdaq listed company. [read post]
4 Feb 2024, 9:01 pm
Nasdaq currently has no similar affirmation requirement. [read post]
25 Sep 2007, 12:45 pm
CHICAGO--(BUSINESS WIRE)--Huron Consulting Group (NASDAQ: HURN), a leading provider of financial and operational consulting services, today announced that Edwin W. [read post]
14 Apr 2011, 2:10 pm
As the market operator wages a takeover battle for the NYSE, it turns to one of its banking advisers, Lee Shavel. [read post]
25 Jun 2012, 7:54 am
As for Nasdaq, it’s already facing plenty of grief over the botched Facebook (FB) IPO, which Nasdaq’s own chief executive, Robert Greifeld, chalked up to “arrogance,” “overconfidence” and a lack of sufficient business judgment. [read post]
7 Aug 2023, 6:32 am
This post is based on their Nasdaq memorandum. [read post]
7 Aug 2023, 6:32 am
This post is based on their Nasdaq memorandum. [read post]
22 Apr 2008, 3:18 pm
(NASDAQ: GLOI), a leading provider of domestic and international risk management services, and First Advantage Corporation (NASDAQ: FADV), a global risk mitigation and business solutions provider, today announced a new strategic alliance in which both companies will cross-sell each other's complementary risk management services. [read post]
