Search for: "NATIONAL SECURITIES CORPORATION"
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13 Jul 2021, 1:05 pm
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
22 May 2014, 11:00 am
The National Security Division Within the Justice Department, the National Security Division – or NSD – focuses on cyber threats to the national security – those posed by terrorists and nation states. [read post]
23 Jan 2023, 5:31 am
The CCP’s control and influence over ByteDance raise two core national security concerns about TikTok. [read post]
24 Feb 2010, 5:00 am
For more on the SEC and its use of disclosure to affect the corporate governance process, see Essay: Corporate Governance, the Securities and Exchange Commission, and the Limits of Disclosure. [read post]
14 Mar 2022, 7:23 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
14 Dec 2010, 3:14 pm
CURRENT DEVELOPMENTS IN THE DIVISION OF CORPORATION FINANCE, Presentation at the National Conference on Current SEC & PCAOB Developments, December 7, 2010 [read post]
31 Aug 2021, 6:22 am
Posted by Ryan McManus, National Association of Corporate Directors (NACD), on Tuesday, August 31, 2021 Editor's Note: Ryan McManus is a director of the National Association of Corporate Directors (NACD) New York Chapter, founder and CEO at Techtonic.io, managing director at Inflexhn Partners, and a director at Nortech Systems. [read post]
17 Nov 2003, 6:07 am
In Monday's corporations law news, Morgan Stanley has agreed to pay a fine of $50 million as part of a settlement with the Securities and Exchange Commission and the National Association of Securities Dealers regarding disclosure of fees and other information to investors who had bought certain mutual funds since the beginning of 2000. [read post]
18 Aug 2014, 12:45 pm
Zeta Associates, of Fairfax, Virginia, specializes in technology used in national security. [read post]
3 Dec 2003, 2:24 pm
In Wednesday's corporations and securities law news, the Securities and Exchange Commission voted at an open meeting today to propose sweeping changes in the way it regulates mutual funds in response to the scandal involving illegal trades made by fund companies across the nation. [read post]
8 Jun 2018, 10:30 am
The White Law Group is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
14 Feb 2024, 2:16 pm
The DOJ has identified mergers and acquisitions as a source of access to corporate crime that threatens national security. [read post]
13 May 2014, 12:09 pm
Here, I was admittedly a bit chagrined that U.S. securities law was classified as national law both as a default and in practice. [read post]
24 May 2020, 5:34 am
Congress could tax not only state-created corporations, but also the transmission of property by inheritance under state law. [read post]
24 May 2022, 9:04 am
’s National Whistleblower Center and the U.K. [read post]
16 Nov 2021, 11:29 am
Securities and Exchange Commission (SEC) followed several other anonymous whistleblower disclosures alleging that the tech giant was committing securities fraud. [read post]
3 Jan 2020, 10:45 am
Non-traded BDCs, as their name implies, do not trade on a national securities exchange, and are therefore illiquid products that are hard to sell (investors can typically only sell their shares through redemption with the issuer, or through a fragmented and illiquid secondary market). [read post]
14 Sep 2022, 8:57 am
” On national security, Zatko testified that there was “at least one agent” of a Chinese intelligence agency on Twitter’s payroll. [read post]
4 Apr 2007, 11:33 pm
"What's come to light are individuals not being clear which roles they're performing when they're logged in to different e-mail accounts," said Richi Jennings, an e-mail security analyst with San Francisco-based Ferris Research Inc. [read post]
4 Oct 2011, 8:22 am
Hamsher was accused of making false statements in connection with the sale of the Federal National Mortgage Association or andquot;Fannie Maeandquot; (andquot;FNMAandquot;) and the Federal Home Loan Mortgage corporation or andquot;Freddie Macandquot; (andquot;FMCCandquot;), and falsely represented that these preferred securities were andquot;bonds,andquot; and that upon maturity, the customers would recover their initial investment. [read post]
