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No. 5499 (May 12, 2020) (alleging that the adviser, among other things, provided retail clients with misleading information regarding costs incurred by wrap-fee program clients); In the Matter of EDG Management Company, LLC, Investment Advisers Act Release No. 5617 (October 22, 2020) (alleging that the adviser failed to adjust quarterly management fee calculations to account for write downs); In re Retirement Capital Strategies Inc., Advisers Act Rel. [read post]
No. 5499 (May 12, 2020) (alleging that the adviser, among other things, provided retail clients with misleading information regarding costs incurred by wrap-fee program clients); In the Matter of EDG Management Company, LLC, Investment Advisers Act Release No. 5617 (October 22, 2020) (alleging that the adviser failed to adjust quarterly management fee calculations to account for write downs); In re Retirement Capital Strategies Inc., Advisers Act Rel. [read post]
3 May 2011, 1:32 pm by WIMS
Department of Energy (DOE) Loan Guarantee Program; and representatives from the Center for Energy Policy and Finance, Stanford University; Tana Energy Capital LLC; and the U.S. [read post]
7 Jun 2012, 7:42 pm by D. Daxton White
The study was performed by BlueVault Partners LLC and the University of Texas at Austin’s McCombs School of Business. [read post]
5 Sep 2012, 6:55 am by Lindsey B. Zohn
According to the Miami-Dade County Records, RC Lincoln Road Holdings LLC, managed by Richard Chera, is the new owner. [read post]
8 Sep 2020, 1:37 pm by Shannon Hill
The Plaintiff is a pain management specialist in the suburbs of Chicago, IL, and started experiencing plummeting patient reviews, declining physician referrals, and abysmal social media reports about his medical practice, National Pain Centers, LLC, early 2018. [read post]
24 Jan 2012, 6:47 am by D. Daxton White
(Although Park purportedly operated the ponzi scheme in Brentwood, Tennessee through his company Park Capital Management Group, he was registered with 1st Discount Brokerage until 2008). [read post]
4 May 2020, 7:18 am by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
2 Mar 2020, 6:58 am by Renae Lloyd
REI Energy LLC is a privately owned oil and natural gas exploration and production company headquartered in Richardson, Texas that reportedly specializes in the acquisition, development, and management of conventional and unconventional oil and gas properties. [read post]
27 Mar 2009, 1:14 am
Pioneer Management and Realty LLC NEW YORK COUNTYContractsVendor Cannot Avoid Broker Fees if Vendor Prevents Transfer of Title by Own ActionsTriumph Property Group Ltd. v. [read post]
31 Mar 2021, 10:04 am by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
22 Mar 2016, 3:25 pm by D. Daxton White
He also owned and operated Caniford and Company Capital Management located in North Canton, Ohio. [read post]
10 Apr 2020, 6:45 am by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
7 Jun 2012, 7:42 pm by D. Daxton White
The study was performed by BlueVault Partners LLC and the University of Texas at Austin’s McCombs School of Business. [read post]
6 Jul 2021, 12:14 pm by Ajay Sarma, Christiana Wayne
Robert Holleyman, president and CEO at Crowing & Moring International LLC; Amb. [read post]
18 Jun 2020, 2:00 pm by Silver Law Group
WallachBeth Capital, LLC and Network1 Financial Securities, Inc. were the co-book running managers for the offering. [read post]
22 Feb 2021, 4:11 am by Peter Mahler
The outcome in these cases  usually turn on a mix of factors, including the terms of written agreement, profit and loss sharing, management roles, and tax reporting. [read post]
14 Oct 2009, 1:42 am
In the other, the defense lawyer in a capital case called his client sick and twisted during a closing argument, and minimized mitigating evidence that might have helped avoid the death penalty. [read post]
2 Apr 2010, 10:00 am by Lucas A. Ferrara, Esq.
Those firms are: The Carlyle Group; Riverstone Holdings LLC; Pacific Corporate Group Holdings, LLC; HM Capital Partners I; Levine Leichtman Capital Partners; Access Capital Partners; Falconhead Capital; Markstone Capital Group LLC; Wetherly Capital Group; Freeman Spogli & Co.; and Ares Management, LLC. [read post]