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The multi-branch office model involves inherent heightened risks for supervision and compliance, as geographically dispersed personnel develop different practices or disparate ways of communicating and running their day-to-day business. [read post]
17 Aug 2020, 4:23 pm by Doug Cornelius
OCIE broke the concerns into six categories: protection of investors’ assets; supervision of personnel; practices relating to fees, expenses, and financial transactions; investment fraud; business continuity; and the protection of investor and other sensitive information.On first impression, that looks like a typical list of things that OCIE is concerned about and that fund managers should be concerned about, with or without trying to deal with COVID. [read post]
22 May 2013, 4:06 am
Graduation from a regionally or New York State registered college or university with a Bachelor’s Degree including coursework in personnel management, labor relations, law or education and three (3) years experience in human resources management. [read post]
4 Jun 2010, 6:59 am by Steven Peck
When it comes to operating and managing your company, business law attorneys can help ensure that all your actions are done in a legal manner -- in recruiting or terminating personnel or high-ranking officers, when entering a deal, or in buying or merging with another firm. [read post]
17 Apr 2015, 4:58 am by Laura Stefani
They argued that deploying up-to-date equipment will more than offset the reduction in Field Office locations and personnel. [read post]
8 Feb 2020, 12:54 pm by vforberger
If these Fox Valley cities cannot be kept distinct, I do not have much confidence in how the Department will manage a case that has an employer in Oconto Falls and a claimant in Wausaukee. [read post]
17 Jan 2023, 3:58 am by Dan Harris
The need to hire personnel through state-run employment agencies. [read post]
16 Apr 2013, 4:18 am by Heidi Henson
The bill also prohibits the Board from enforcing any action taken after January 2012 or appointing any agency personnel that require a quorum. [read post]
23 Jun 2008, 4:33 pm
NOTICE Effective July 1, 2008, you must be a Registered Reader to access New York Public Personnel LawThe index of the subject of cases summarized since April 1, 2008 is set out below. [read post]
18 Oct 2011, 2:09 pm
In the Office of Inspector General ("OIG") Advisory Opinion 11-15, dated October 11, 2011, the OIG analyzes an arrangement in which Requestor is a Delaware Limited Liability Company owned and managed by a physician (the "Owner/Manager") which would enter into a management contract with an existing or to be formed Medicare-certified clinical anatomic pathology laboratory (the "Path Lab"). [read post]
17 Jun 2008, 12:45 am
The issue arose when the Putnam County Sheriff's Office Managers Association [OMA] filed a petition seeking certification as the exclusive bargaining agent for a unit consisting of lieutenants, captains and a chief criminal investigator employed by the "Office of the Sheriff. [read post]
19 Apr 2011, 2:29 am
The issue arose when the Putnam County Sheriff’s Office Managers Association [OMA] filed a petition seeking certification as the exclusive bargaining agent for a unit consisting of lieutenants, captains and a chief criminal investigator employed by the “Office of the Sheriff. [read post]
22 Oct 2019, 2:41 am by hanaganandmcgovern
Encourage colleagues and immediately report equipment deficiencies to maintenance and management personnel. 4. [read post]
22 Dec 2011, 12:12 pm by Kara M. Maciel
 In most instances higher management must approve the terms the managers propose including the financial arrangements. [read post]
20 Aug 2017, 4:56 am by South Dakota Employment Law Letter
Kerr This article focuses on the National Guard’s Employer Support for the Guard and Reserve Program (ESGRP), explaining how employers can support the employment of National Guard and reserve members and how they can manage laws governing the employment of military personnel. [read post]
Takeaways for Compliance Officials This is not the first enforcement action by FinCEN against an individual compliance officer, and several other U.S. government agencies in recent years have imposed penalties against compliance personnel. [read post]
2 Sep 2010, 5:13 am by Simon Lester
In the Office of the General Counsel: The Office of the General Counsel at the Office of the U.S. [read post]