Search for: "Officer Oxley"
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2 Sep 2011, 8:26 am
O'Leary, this misconduct was "orchestrated by Beazer's Senior Vice President and Chief Accounting Officer Michael T. [read post]
1 Sep 2011, 1:13 am
The SEC has previously accused Beazer Homes and its former chief accounting officer, Michael Rand of accounting fraud. [read post]
30 Aug 2011, 1:15 pm
“Section 304 of the Sarbanes-Oxley Act encourages senior management to take affirmative steps to prevent fraudulent accounting schemes from occurring on their watch,” said Rhea Kemble Dignam, director of the SEC’s Atlanta Regional Office in a news release. [read post]
25 Aug 2011, 2:23 pm
I'm either the head of the office of the rats, or the rat finks, or rat bastards," McKessy said. [read post]
24 Aug 2011, 5:46 pm
On July 30, 2002, Congress enacted the Sarbanes-Oxley Act (“SOX”), as part of a comprehensive effort to address corporate misconduct and fraud. [read post]
23 Aug 2011, 2:00 am
The following is our monthly featured post from Terry Nelson, Peter Fetzer and Michael Primo of Foley & Lardner filling you in on the latest developments in the world of investment management. [read post]
17 Aug 2011, 7:55 pm
Based upon the findings of an audit of OSHA’s whistleblower program performed by the Government Accountability Office in 2009 and 2010, as well as an OSHA internal review, significant changes were made to the Whistleblower Protection Program including restructuring, training, program policy, and internal systems. [read post]
16 Aug 2011, 10:54 am
., suggested there is a growing trend of CLOs being paid on par with the chief financial officer. [read post]
15 Aug 2011, 8:54 am
The SEC had previously described the case as the first clawback case under the Sarbanes-Oxley Act against an individual who was not alleged to have otherwise violated the securities laws. [read post]
10 Aug 2011, 8:12 am
The plan to correct problems with the Whistleblower Protection Program comes after OSHA conducted a top-to-bottom review prompted by audits of the program by the Government Accountability Office in 2009 and 2010. [read post]
9 Aug 2011, 7:30 am
We recently wrote, for example, about the extremely limited scope of the much ballyhooed whistle blower law, Sarbanes-Oxley. [read post]
9 Aug 2011, 6:47 am
Employees of publicly traded companies have some protection if they identify business practices intended to defraud shareholders under Sarbanes-Oxley ("SOX"). [read post]
5 Aug 2011, 1:41 pm
Federal Judge Gene Pratter issued a decision on July 21, 2011 that will surely impact on Sarbanes-Oxley ("SOX") litigation in Pennsylvania during the coming years. [read post]
5 Aug 2011, 11:27 am
Steve Stivers (R-OH).The Sarbanes-Oxley Act mandated that companies have an internal mechanism to report criminal activity, such as an anonymous tip-line. [read post]
5 Aug 2011, 11:27 am
Steve Stivers (R-OH).The Sarbanes-Oxley Act mandated that companies have an internal mechanism to report criminal activity, such as an anonymous tip-line. [read post]
2 Aug 2011, 9:59 am
The Sarbanes-Oxley Act is a law to be enforced. [read post]
21 Jul 2011, 2:02 pm
The suit alleged violations of Section 304 of the Sarbanes-Oxley Act of 2002. [read post]
21 Jul 2011, 1:39 pm
. “The Congress that passed Sarbanes-Oxley concluded that the only way to ensure transparency in corporate numbers was to require corporate officers to certify that their numbers were correct. [read post]
20 Jul 2011, 5:22 am
http://tinyurl.com/5vpylk2 (Sarbanes-Oxley Compliance Journal) New Standards Activity for Enterprise Content and Records Management - http://tinyurl.com/4xf8mau (Josette Rigsby) Personal and Professional Use of Digital and Social Media – http://tinyurl.com/6gz3kuk (Socialware) The 2011 GC Compensation Survey - http://tinyurl.com/4xkgqpu (Shannon Green) The Scope and Framework of Successful Information Governance – http://tinyurl.com/3ga7ev8 (Teradata) Technology and Tactics 4… [read post]
20 Jul 2011, 5:22 am
http://tinyurl.com/5vpylk2 (Sarbanes-Oxley Compliance Journal) New Standards Activity for Enterprise Content and Records Management - http://tinyurl.com/4xf8mau (Josette Rigsby) Personal and Professional Use of Digital and Social Media – http://tinyurl.com/6gz3kuk (Socialware) The 2011 GC Compensation Survey - http://tinyurl.com/4xkgqpu (Shannon Green) The Scope and Framework of Successful Information Governance – http://tinyurl.com/3ga7ev8 (Teradata) Technology and Tactics 4… [read post]
