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2 Jul 2018, 7:41 am
Peirce Section 922 of Dodd-Frank: Whistleblower Protection The Limit of Whistleblowers [read post]
29 Jun 2018, 3:07 am
SEC Adopts Inline XBRL Yesterday, with Commissioner Peirce dissenting, the SEC announced amendments to require the use of Inline XBRL for financial statement information. [read post]
15 Jun 2018, 8:23 am
Commissioner Peirce observed the apparent preference for plain, simple disclosure, but said that one of the pushbacks when developing Form CRS was that not everything should be simplified and that there should be an effort to get investors comfortable with complex terms. [read post]
15 Jun 2018, 3:03 am
Monetary settlements declined to $65 million – the lowest semiannual total since at least 2009 According to this Bloomberg article, SEC Commissioner Hester Peirce might be emerging as an opposition force to many proposed enforcement actions, settlements and penalties. [read post]
29 May 2018, 3:00 am
The article points out that Roisman – who’s only 37 years old – would join a long list of former Banking Committee staffers who have gone on to serve as SEC Commissioners – including Piwowar and current SEC commissioners Kara Stein & Hester Peirce. [read post]
25 May 2018, 6:00 am
Piwowar and two other sitting commissioners: Kara Stein, a Democrat, and Hester Peirce, a Republican. [read post]
16 Apr 2018, 5:00 am
Piwowar and Peirce argue that sufficient time has passed to warrant a consideration of the reason for the lack of Tier 2 activity since the adoption of the relevant rules. [read post]
19 Mar 2018, 5:48 am
Peirce said that there is more enthusiasm, which she attributed to Chairman Jay Clayton. [read post]
14 Mar 2018, 6:04 am
I want to extent a special welcome to their first Investor Advisory Committee meeting to Commissioner Robert Jackson and Commissioner Hester Peirce. [read post]
5 Mar 2018, 2:03 pm
Peirce. [read post]
28 Feb 2018, 10:00 am
Peirce. [read post]
25 Feb 2018, 6:46 am
Additionally, with the December 2017 Senate confirmation of President Trump’s commissioner nominees—former congressional aide Hester Peirce (Republican) and New York University School of Law professor Robert Jackson Jr. [read post]
19 Feb 2018, 6:31 am
Newly confirmed Commissioners Hester Peirce and Robert J. [read post]
19 Jan 2018, 6:30 am
Peirce and Robert J. [read post]
17 Jan 2018, 8:14 am
Peirce and Robert J. [read post]
17 Jan 2018, 6:03 am
Peirce and Robert J. [read post]
13 Jan 2018, 6:45 am
[1] To start, I would like to extend a warm welcome to our two new Commissioners, Robert Jackson and Hester Peirce. [read post]
12 Jan 2018, 12:19 pm
By Jacquelyn LumbSEC Chairman Jay Clayton welcomed members to the inaugural meeting of the Fixed Income Market Structure Advisory Committee (FIMSAC) and welcomed new commissioners Robert Jackson and Hester Peirce who were sworn in this morning. [read post]
3 Jan 2018, 6:10 am
Senate recently voted by unanimous consent to confirm Hester Peirce and Robert J. [read post]
22 Dec 2017, 4:00 pm
The WSJ reports that: The Senate confirmed Democrat Robert Jackson and Republican Hester Peirce as SEC commissioners Thursday night, along with other nominees to federal agencies. [read post]
