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29 Jul 2024, 6:06 am
., the SEC] are another or the members of a presidential commission authorized by Congress are others. [read post]
29 Jul 2024, 3:30 am
Whether there are other shoes to drop from either the SEC or DOJ remains to be seen. [read post]
29 Jul 2024, 3:15 am
The typical remedy for gun-jumping is an SEC-imposed “cooling off” period that delays the offering for a period of time in order to allow the impact of the communication on the market to dissipate. [read post]
29 Jul 2024, 3:00 am
In this installment, J.T. reviews: – SEC Reg Flex Agenda – SEC 2024 Disclosure Review Priorities – SEC Guidance on Effective Cooperation in Enforcement Investigations – Proxy Voting Advice Rules Update – AI Disclosures in SEC Filings This month’s podcast includes a “bonus round” featuring J.T. [read post]
29 Jul 2024, 1:04 am
Specialist, Dep’t of Homeland Sec. [read post]
28 Jul 2024, 9:05 pm
Of these decisions, SEC v. [read post]
28 Jul 2024, 9:01 pm
Statements outside of SEC filings. [read post]
28 Jul 2024, 6:18 am
In addition to this likely expectation from institutional investors, the SEC has also signaled that it is closely watching the ways that companies are addressing AI. [read post]
28 Jul 2024, 5:32 am
While waiting for the SEC to finalize the clawback rules, many companies voluntarily adopted clawback policies often with provisions that went beyond the Dodd-Frank Act requirements. [read post]
28 Jul 2024, 5:32 am
While waiting for the SEC to finalize the clawback rules, many companies voluntarily adopted clawback policies often with provisions that went beyond the Dodd-Frank Act requirements. [read post]
28 Jul 2024, 5:30 am
Notably, the laws exceed the requirements of the SEC’s climate disclosure regulations because, among other things, one of the laws covers Scope 3 emissions, and they both apply to both public and private companies that meet the applicable size tests. [read post]
28 Jul 2024, 5:30 am
Notably, the laws exceed the requirements of the SEC’s climate disclosure regulations because, among other things, one of the laws covers Scope 3 emissions, and they both apply to both public and private companies that meet the applicable size tests. [read post]
28 Jul 2024, 5:19 am
News Source What Advertisers Should Do Now: Google Reverses Decision To Eliminate Third-Party Cookies Google’s plan to turn off third-party cookies in Chrome is dying In reversal, Google keeps third-party cookies in Chrome browser Google Confirms Bad News For 3 Billion Chrome Users Google cancels plans to kill off cookies for advertisers Assisted by GAI and LLM Technologies Additional Reading Coinbase Battles SEC Over Access to Gary Gensler’s Private Communications Evolve… [read post]
26 Jul 2024, 10:45 am
The Securities and Exchange Commission today announced an award of more than $37 million to a whistleblower whose information and assistance led to a successful SEC enforcement action. [read post]
26 Jul 2024, 10:43 am
In one ruling concerning a non disclosure agreement, JP Morgan was fined $18 million by the SEC. [read post]
26 Jul 2024, 9:04 am
That is largely what is behind all the news surrounding the SEC complaint by several OpenAI whistleblowers on the company’s severance, non-disparagement, and non-disclosure agreements that allegedly prohibit or discourage whistleblowers from reporting to the SEC. [read post]
26 Jul 2024, 9:00 am
Failure to provide accurate information can result in investor litigation and SEC penalties. [read post]
26 Jul 2024, 9:00 am
Failure to provide accurate information can result in investor litigation and SEC penalties. [read post]
26 Jul 2024, 6:30 am
Cohen, Tami Stark and Ladan Stewart, White & Case LLP, on Saturday, July 20, 2024 Tags: ALJs, SEC, SEC v. [read post]
26 Jul 2024, 6:30 am
Cohen, Tami Stark and Ladan Stewart, White & Case LLP, on Saturday, July 20, 2024 Tags: ALJs, SEC, SEC v. [read post]
