Search for: "Securities America Financial Corporation"
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15 Sep 2020, 3:03 pm
********************** In my sixth decade of private practice, I describe myself as a corporate and securities lawyer focused on business transactions. [read post]
14 Sep 2020, 5:24 pm
Before I begin, I have to remind you that the views I represent are my own and not necessarily those of the Securities and Exchange Commission or my fellow Commissioners.We are here today to talk about excellence in corporate governance. [read post]
14 Sep 2020, 6:27 am
Appelbaum entered the securities industry in 2004. [read post]
14 Sep 2020, 6:12 am
This means Japanese telecoms are under less near-term financial pressure to monetize their 5G services than their counterparts in other countries, which may be tempted to use cheaper products with potentially laxer security measures. [read post]
4 Sep 2020, 5:28 am
When using a security agent, it is sufficient to register the security agent and not the names of each individual lender. [read post]
3 Sep 2020, 2:19 pm
Hanging in the balance is the future of one of America’s most successful whistleblower laws. [read post]
1 Sep 2020, 9:59 am
Since then, the USPS has run itself like a corporation but with a number of public service obligations, including flat postage rates and daily mail delivery nationwide. [read post]
31 Aug 2020, 3:00 pm
-listed corporations. [read post]
31 Aug 2020, 6:29 am
As a federal securities regulator, Peirce’s reach into state corporate law is, and should be, limited, she said. [read post]
28 Aug 2020, 3:00 am
That demand did not sit well with some minority lobbyists, who argue corporate lobbyists should not be denied a spot in the administration. [read post]
25 Aug 2020, 2:50 am
On the contrary, it is likely to get worse, driven by technological advances and regulation like the Corporate Average Fuel Economy (CAFE) standards. [read post]
21 Aug 2020, 3:00 am
So, with this year’s conventions, lobbyists will be grappling not only with the inability to secure face time with decision makers but also with corporate clients trying to survive the pandemic-induced recession. [read post]
20 Aug 2020, 2:13 am
Lande - Commercial Litigation and Privacy and Data Security Law (2 years) F. [read post]
20 Aug 2020, 2:13 am
Lande - Commercial Litigation and Privacy and Data Security Law (2 years) F. [read post]
13 Aug 2020, 6:59 am
Coinbase told users it would not support the fork because the project would not release its code to the public and that, as such, it was considered a “major security risk,” per the filing. [read post]
6 Aug 2020, 7:14 am
The National Payments Corporation of India (NPCI) certified to the Supreme Court that WhatsApp has “localized five data elements” identified by the banking regulator. [read post]
4 Aug 2020, 11:55 am
Publicize and comment on “old” Biden stories involving insensitivity towards women, financial improprieties or scandals involving corporate influence. [read post]
3 Aug 2020, 1:20 pm
Before Joining Cadaret, Grant (CRD# 10641) in 2014, Dewes was registered with Lincoln Financial Securities Corporation (CRD# 3870), Northeast Securities, Inc. [read post]
30 Jul 2020, 7:14 am
Deep Dive: How the COVID-19 Pandemic Is Shifting Latin America’s Open Banking PlansPYMNTS – July 23, 2020 Open banking has been picking up steam in Latin America for more than two years. [read post]
27 Jul 2020, 8:04 am
Wang, “Beijing’s role within Chinese industry, in particular its financial support for the state sector, has been a major sticking point in the trade negotiations between the world’s two largest economies. [read post]