Search for: "Sherry A. Wells"
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31 Mar 2014, 7:25 am
The price per ticket is £99, so if you are going you'd jolly well better make sure that you're getting your money's-worth of pleasure ... [read post]
19 Jan 2017, 6:09 am
For one, the TIA’s drafters appear to have been well aware of the forms of reorganization available to issuers, including foreclosures. [read post]
1 Aug 2023, 6:04 am
By Anne Sherry, J.D.The court of appeals in D.C. has struck down an SEC order directing that contracts based on the SPIKES Index be treated as futures to foster competition with similar futures based on the VIX Index. [read post]
5 Jun 2023, 6:24 am
By Anne Sherry, J.D.The Supreme Court is being asked to review a Second Circuit holding that a failure to make a disclosure required under Regulation S-K Item 303 can support a private claim under Exchange Act Section 10(b), even in the absence of an otherwise misleading statement. [read post]
30 Mar 2021, 12:19 pm
By Anne Sherry, J.D.In a new risk alert, staff of the SEC’s Division of Examinations shared their observations from examinations of broker-dealers and mutual funds regarding their compliance with anti-money-laundering (AML) regulatory requirements. [read post]
21 Oct 2012, 2:43 pm
At court, you will argue your case in a public courtroom in front of a judge, officers and court employees as well as other litigants and attorneys. [read post]
6 Jun 2022, 4:23 am
by Sherry F. [read post]
8 Aug 2022, 7:40 am
By Anne Sherry, J.D.Retaliatory intent is a required element of a whistleblower claim under Sarbanes-Oxley, the Second Circuit held. [read post]
12 Sep 2023, 6:31 am
By Anne Sherry, J.D.A failure to disclose information under Item 303 can serve as the basis for liability under Section 10(b) and Rule 10b-5 if the omission is material and the other necessary fraud elements are satisfied, the district court in Chicago held. [read post]
5 Apr 2023, 5:42 am
By Anne Sherry, J.D.The district court in Chicago dismissed a derivative suit arising out of the 2015 merger between Kraft Foods and Heinz. [read post]
15 Jul 2020, 6:38 am
By Anne Sherry, J.D.Appraisal petitioners took the wrong lesson from the Delaware Supreme Court’s recent trilogy of appraisal cases, the court suggested in affirming a chancery court opinion that appraised Jarden Corporation at well below the deal price. [read post]
10 Mar 2014, 10:19 am
Ernie Young, for instance, offers a characteristically thorough and thoughtful defense of the decision, while Suzanna Sherry (who has elsewhere called Erie “the worst decision of all time” describes it as irredeemable. [read post]
18 Aug 2021, 12:21 pm
By Anne Sherry, J.D.To understand the opportunities and challenges presented by cloud computing, FINRA’s Office of Financial Innovation reached out to 40 market participants to learn about the state of cloud adoption within the securities industry. [read post]
2 Sep 2021, 9:29 am
By Anne Sherry, J.D.The Delaware Court of Chancery allowed some aspects of a merger challenge to proceed against Zayo Group Holdings CEO Dan Caruso. [read post]
7 Oct 2021, 8:29 am
By Anne Sherry, J.D.The Second Circuit reinstated a fraud lawsuit against a cryptocurrency issuer by vacating a district court’s dismissal of the complaint. [read post]
17 Oct 2022, 7:09 am
By Anne Sherry, J.D.A Singapore-based company and its CEO are asking the U.S. [read post]
12 Sep 2022, 8:44 am
By Anne Sherry, J.D.After warning the Starbucks board that its diversity, equity and inclusion (DEI) policies were discriminatory, the American Civil Rights Project is suing Starbucks officers and directors on behalf of a shareholder. [read post]
19 Jun 2018, 10:26 am
By Anne Sherry, J.D. [read post]
25 May 2014, 12:30 am
The first is Hippies, Indians, and the Fight for Red Power by Sherry L. [read post]
