Search for: "Standard Bank"
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24 Jul 2015, 6:40 am
Covered Entities include financial institutions, investment banking firms, mortgage banking firms, asset management firms, brokers, dealers, financial services entities, underwriters, accountants, investment consultants, and providers of legal services. [read post]
19 Jan 2016, 7:43 am
The European Banking Authority (EBA) has published final draft technical standards and revised guidelines on the further specification of the indicators of global systemic importance and their disclosure. [read post]
3 Mar 2010, 9:43 am
This case is instructive generally for claims of “retaliatory discharge” or “discharge in violation of public policy”; however, other jurisdictions may have different standards. [read post]
3 Sep 2012, 6:30 am
The Internal Revenue Service has leaned heavily on FATCA to curb tax violations and prosecute corporations and wealthy individuals that fail to comply with federal reporting standards. [read post]
24 Jul 2016, 9:30 pm
Bank, UCLA School of Law, Brian R. [read post]
6 Apr 2009, 12:54 pm
The Financial Accounting Standards Board ("FASB") approved three new fair value accounting standards that give financial institutions discretion in valuing asset-backed securities. [read post]
9 Mar 2017, 10:04 am
However, standard participation agreement provisions, such as reliance disclaimers, and the participating bank’s own duty of due diligence may preclude recovery from the lead bank. [read post]
19 May 2011, 1:42 am
In particular, his unwillingness to accept the FDIC’s conclusions of misconduct involving “senior executives” as sufficient allegations against any one individual defendant is a very exacting application of the standard -- although certainly justified, from the defendants’ perspective. [read post]
15 Mar 2011, 3:00 am
Samsun then filed a petition in the state Supreme Court seeking to require the Bank of China, Standard Chartered, and other banks to turn over funds they were holding for the judgment debtors. [read post]
8 Feb 2017, 10:33 am
The Committee approved the chairman’s legislation on a party-line vote near the end of the last Congress The Financial Choice Act allowed large banks to be exempt from several regulatory standards in exchange for maintaining a capital ratio of at least 10 percent of their total assets. [read post]
4 Aug 2012, 6:19 am
The second finding concerning actual knowledge is particularly damaging to TD Bank, as many previous attempts to hold financial institutions liable under these theories fell short of the heightened standard of knowledge required to impose liability. [read post]
14 Jun 2023, 9:42 am
On 14 June 2023, the European Banking Authority (EBA) published an opinion on the European Commission’s amendments to the final draft technical standards on requirements on credit scoring of crowdfunding projects, pricing of crowdfunding offers, and risk management policies and procedures supplementing the EU Crowdfunding Regulation, having regard in particular to Article 19(7) thereof. [read post]
22 Dec 2022, 1:51 am
On 21 December 2022, the European Banking Authority (EBA) published its final report on Draft Regulatory Technical Standards (RTS) on the identification of a group of connected clients under Article 4 paragraph 1 number 39 of RegulationNo 575/2013 (the Capital Requirements Regulation or CRR). [read post]
6 Feb 2009, 3:20 pm
She has no estate to speak of, but you should feel free to just go through the standard probate procedure. [read post]
19 Sep 2014, 9:57 am
The Standards are being introduced at a critical time, as the use of RFID becomes more widespread, particularly in the health care and banking industries. [read post]
30 Jul 2010, 1:50 am
There is a stark contrast between the analytical consensus on the pursuit of higher and more robust capital requirements for banks and the political and regulatory reality, which only highlights how much further we need to go, Simon Johnson writes at Economix. [read post]
24 Nov 2017, 6:28 am
Phase 2 of the review will focus on scenario analysis and will evaluate the impact of different scenarios on retail banking models and profitability, including a “lower for longer” interest rate environment and the changes arising from digital conversion, Open Banking, the revised Payment Services Directive (PSD2) and ring-fencing; the FCA recognises that although PSD2 comes into effect in January 2018, it seems unlikely that regulatory technical standards… [read post]
25 Jan 2013, 12:31 am
Supreme Court, where in 2007 the Court would enter a landmark opinion decision defining the standards to be applied at the dismissal motion stage in a securities class action. [read post]
1 May 2022, 9:01 pm
Moreover, without a significant change in market practice, none of the standard underwriter protections would apply to the de-SPAC transaction—no underwriting agreement or indemnity, no thorough due diligence process (including legal opinions and auditor “comfort” letters), no control over the timing of the closing. [read post]
29 Nov 2022, 8:53 am
It also provides an update on the Data Standards Review and provides information about a Town Hall event. [read post]
