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15 Aug 2011, 5:13 pm
The Federal Energy Regulatory Commission (FERC) and North American Electric Reliability Corporation (NERC) today released a staff report making recommendations to help prevent a recurrence of rolling blackouts and natural gas curtailments experienced by customers in the Southwest during extreme cold weather the first week of February 2011. [read post]
9 Nov 2015, 7:21 am
The Financial Industry Regulatory Authority (FINRA) brought and enforcement action against broker Jeffrey Mohlman (Mohlman) (FINRA No. 2015044734401) resulting in a bar from the securities industry alleging that Mohlman failed to provide FINRA staff with information and documents requested. [read post]
5 Jun 2023, 6:25 am
*This post is part of a symposium on Modernizing Regulatory Review. [read post]
10 Feb 2021, 8:02 am
The agencies’ supervision and enforcement staff will meet semiannually to review possible actions and resolve any conflicts with regard to what constitutes compliance and the appropriate remedy for noncompliance. [read post]
29 Dec 2015, 8:33 am
The authors conclude that an ombuds office can be a useful complement to traditional approaches for conflict management, regulatory compliance, and identification of systemic issues. [read post]
22 Jan 2012, 12:40 pm
Similarly, Risk Fin economists are working with other SEC staff to develop focus group and survey questions to obtain additional information and insights through investor testing.In moving forward with regulatory action, the SEC will follow its usual practice of including its economic analysis for review and public comment as part of any proposal. [read post]
6 Sep 2022, 12:21 pm
Lopez-Kurtz, National Law Review; Soyoung Ho, Thomson Reuters). [read post]
29 Jun 2020, 9:06 pm
If agencies take the ACUS recommendation to heart, they can improve the economic analysis their staffs produce. [read post]
8 Apr 2022, 9:06 pm
first appeared on The Regulatory Review. [read post]
14 Jun 2024, 9:05 pm
The post Biden’s Artificial Intelligence Legacy first appeared on The Regulatory Review. [read post]
20 Dec 2011, 2:34 pm
(See “Department of Justice Seeks to Block AT&T’s Acquisition of T-Mobile," Trade Regulation Talk, August 31, 2011.)The FCC staff had reviewed the transaction and found a number of public interest harms. [read post]
3 Mar 2021, 9:03 pm
A reversal of the planned sale of the Seattle facility might well loom in the future.The post Controversy in Cascadia first appeared on The Regulatory Review. [read post]
30 Oct 2011, 4:10 pm
The Securities and Exchange Commission has filed an administrative complaint against the Financial Industry Regulatory Authority accusing one of the latter’s directors of changing three sets of staff meetings minutes that SEC officials had requested. [read post]
31 Oct 2022, 12:32 pm
The agenda failed to mention the City staff’s determination that the project was categorically exempt under exemptions for “existing facilities” (CEQA Guidelines, § 15301), and “actions by regulatory agencies for the protection of the environment” (§ 15308), and the “common sense” exemption, (§ 15061(b)(3)), or that the City Council would consider a CEQA exemption at the hearing. [read post]
30 Mar 2007, 11:55 pm
White House staff members have been using outside e-mail -- not stored and archived like official e-mails -- for political communications. [read post]
27 Oct 2021, 9:31 am
By that date, you must have submitted to the FCC staff a compliance report required by the decree. [read post]
27 Jan 2021, 9:05 pm
”The post The Administrative Shallow State first appeared on The Regulatory Review. [read post]
28 Nov 2010, 11:31 am
Both Compliance Officers and Human Resources staff should review the government’s “Handbook for Employers’ and ensure that your facility is complying with each facet of the law in this regard. [read post]
18 May 2020, 9:02 pm
It is time to examine alternative institutional structures, such as enhanced judicial review, legislative review of agency analyses, or authorizing an independent watchdog to play a role in regulatory review. [read post]
26 Mar 2013, 5:02 am
Source: WKL&B Editorial Staff [read post]
