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8 Sep 2022, 10:00 pm
Partners Jason Frank and Billy Wong authored an article for Law360 discussing the consultation paper issued by the Securities and Futures Commission of Hong Kong on proposed enforcement-related amendments to the Securities and Futures Ordinance and the implications for foreign traders. [read post]
8 Sep 2022, 10:00 pm
Partners Jason Frank and Billy Wong authored an article for Law360 discussing the consultation paper issued by the Securities and Futures Commission of Hong Kong on proposed enforcement-related amendments to the Securities and Futures Ordinance and the implications for foreign traders. [read post]
8 Sep 2022, 10:00 pm
Partners Jason Frank and Billy Wong authored an article for Law360 discussing the consultation paper issued by the Securities and Futures Commission of Hong Kong on proposed enforcement-related amendments to the Securities and Futures Ordinance and the implications for foreign traders. [read post]
8 Sep 2022, 10:00 pm
Partners Jason Frank and Billy Wong authored an article for Law360 discussing the consultation paper issued by the Securities and Futures Commission of Hong Kong on proposed enforcement-related amendments to the Securities and Futures Ordinance and the implications for foreign traders. [read post]
6 Sep 2022, 4:45 pm
We illustrate the framework via a hypothetical lawsuit against an illegal orangutan trader in Indonesia. [read post]
6 Sep 2022, 2:59 pm
Read More [read post]
6 Sep 2022, 4:06 am
A Lack of Finality: The Trevor Saliba Saga at FINRA and the SEC (BrokeAndBroker.com Blog)Former Stockbroker Sentenced to 6 1/2 Years in Prison for $3.2 Million Investment Fraud, Cheating on Taxes and Grandparent Scam (DOJ Release)SEC Charges Perceptive Advisors for Failing to Disclose SPAC-Related Conflicts of Interest (SEC Release)SEC Denies Whistleblower Award to Claimant Citing "Potential or Theoretical Use"Order Determining Whistleblower Award Claims CFTC Charges Swap Dealer for… [read post]
6 Sep 2022, 4:06 am
GUEST BLOG: [In]Securities: Trading Cards as a Meditation: Are NFTs by Aegis Frumento Esq (BrokeAndBroker.com Blog)A Lack of Finality: The Trevor Saliba Saga at FINRA and the SEC (BrokeAndBroker.com Blog)FINRA board member's firm settles cases without disclosure of conflicts (Financial Planning by Tobias Salinger)EmpiresX Head Trader Pleads Guilty to Global Cryptocurrency Investment Fraud Scheme that Amassed Approximately $100 Million from Investors (DOJ Release)Manhattan Woman Who… [read post]
6 Sep 2022, 1:16 am
Most commonly, the issue arises from property memorialising slave traders or erected on the profits of slave trading. [read post]
2 Sep 2022, 12:30 pm
The Eighth Circuit has just struck down Minnesota's registration and surety requirement for bullion traders for violating the dormant Commerce Clause. [read post]
31 Aug 2022, 12:42 pm
The SEC authorized the first ones in mid-July, warning at the time that they presented “potential harm to investors who might not understand the nuances of ETFs designed for active traders. [read post]
29 Aug 2022, 8:19 pm
At Myers Freelance LLC, we get spam messages all the time. [read post]
28 Aug 2022, 6:34 pm
” The reason why some traders engage in wash trading is to inflate the trading volume of an asset to give the appearance of rising popularity. [read post]
25 Aug 2022, 10:00 pm
Partner Levi McAllister and associate Pamela Wu wrote an article for Law360 about how enforcement actions from the Federal Energy Regulatory Commission (FERC) could increase due to new proposed legislation. [read post]
25 Aug 2022, 10:00 pm
Partner Levi McAllister and associate Pamela Wu wrote an article for Law360 about how enforcement actions from the Federal Energy Regulatory Commission (FERC) could increase due to new proposed legislation. [read post]
25 Aug 2022, 10:00 pm
Partner Levi McAllister and associate Pamela Wu wrote an article for Law360 about how enforcement actions from the Federal Energy Regulatory Commission (FERC) could increase due to new proposed legislation. [read post]
25 Aug 2022, 10:00 pm
Partner Levi McAllister and associate Pamela Wu wrote an article for Law360 about how enforcement actions from the Federal Energy Regulatory Commission (FERC) could increase due to new proposed legislation. [read post]
25 Aug 2022, 10:00 pm
Partner Levi McAllister and associate Pamela Wu wrote an article for Law360 about how enforcement actions from the Federal Energy Regulatory Commission (FERC) could increase due to new proposed legislation. [read post]
25 Aug 2022, 10:00 pm
Partner Levi McAllister and associate Pamela Wu wrote an article for Law360 about how enforcement actions from the Federal Energy Regulatory Commission (FERC) could increase due to new proposed legislation. [read post]
25 Aug 2022, 9:05 pm
Perceptions of lawlessness in cryptocurrencies and pseudo-anonymity whereby cryptocurrency traders can remain anonymous likely contribute to criminal activity within cryptocurrency markets. [read post]
